Moral-Niles Christopher Del - 27 May 2021 Form 4 Insider Report for ASSOCIATED BANC-CORP (ASB)

Role
Chief Financial Officer
Signature
/s/ Lynn M. Floeter, attorney-in-fact for Christopher Del Moral-Niles
Issuer symbol
ASB
Transactions as of
27 May 2021
Transactions value $
-$42,582
Form type
4
Filing time
28 May 2021, 11:44:15
Next filing
09 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASB Common Stock $0.01 Par Value Options Exercise $406K +23.3K +42.13% $17.38 78.7K 27 May 2021 Direct
transaction ASB Common Stock $0.01 Par Value Tax liability -$448K -19.4K -24.66% $23.08 59.3K 27 May 2021 Direct F1
holding ASB Common Stock $0.01 Par Value 40.9K 27 May 2021 by Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASB Non-qualified Stock Option (Right to Buy) Options Exercise $0 -23.3K -100% $0.00* 0 27 May 2021 Common Stock $0.01 Par Value 23.3K $17.38 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares were surrendered to satisfy tax withholding obligation arising from the exercise of stock options.
F2 Option vests in four equal annual installments beginning on February 8, 2017.