Daniel P. Finke - 07 Jun 2021 Form 4 Insider Report for CVS HEALTH Corp (CVS)

Role
EVP/Pres, Health Care Benefits
Signature
/s/ Daniel P. Finke
Issuer symbol
CVS
Transactions as of
07 Jun 2021
Transactions value $
-$1,504,220
Form type
4
Filing time
08 Jun 2021, 16:48:47 UTC
Next filing
23 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CVS Common Stock Options Exercise $1,751,420 +32,320 +1.13% $54.19 60,903 07 Jun 2021 Direct
transaction CVS Common Stock Sale -$3,255,640 -37,594 -61.73% $86.6 23,309 07 Jun 2021 Direct F1, F2
holding CVS Common Stock (pep) 3,041 07 Jun 2021 Direct
holding CVS Common Stock (restricted) 25,701 07 Jun 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CVS Stock Option Options Exercise $0 -32,320 -50% $0 32,322 07 Jun 2021 Common Stock 32,320 $54.19 Direct F3
holding CVS Stock Option 54,332 07 Jun 2021 Common Stock 54,332 $58.34 Direct F4
holding CVS Stock Option 82,066 07 Jun 2021 Common Stock 82,066 $74.3 Direct F5
holding CVS Stock Option 28,640 07 Jun 2021 Common Stock 28,640 $52.37 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All sales were effected pursuant to a Rule 10b5-1 plan.
F2 Represents weighted average sale price for this group of sales, which occurred on the same trading day. Multiple sales were executed, with sales prices ranging from $86.52 and $86.71 per share.
F3 Option became exercisable in four equal annual installments, beginning on 4/1/2020.
F4 Option became exercisable in four equal annual installments, commencing 4/1/2021.
F5 Option becomes exercisable in four equal installments, commencing 4/1/2022.
F6 Option becomes exercisable in three equal installments, commencing 5/31/2022.