Penelope M. Conner - 09 Aug 2021 Form 4 Insider Report for EVERSOURCE ENERGY (ES)

Role
EVP-Cust Exp & Energy Strategy
Signature
/s/ Kerry J. Tomasevich, attorney-in-fact for Ms. Conner
Issuer symbol
ES
Transactions as of
09 Aug 2021
Transactions value $
$633,057
Form type
4
Filing time
10 Aug 2021, 13:03:59 UTC
Previous filing
17 May 2021
Next filing
04 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ES Common Shares, $5.00 par value 7,071 09 Aug 2021 Direct F1
holding ES Common Shares, $5.00 par value 223 09 Aug 2021 By 401k Plan Trustee F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ES Phantom Shares Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities $633,057 +7,117 +141% $88.95 12,177 09 Aug 2021 Common Shares, $5.00 par value 7,117 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes restricted share units and dividend equivalents thereon.
F2 Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.
F3 Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive one Eversource Energy common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from the line item reporting under SEC Rule 16a-11. Shares of phantom stock may be transferred by the reporting person into an alternative investment at any time.