Iain M. Brown - Aug 19, 2021 Form 4 Insider Report for Alkermes plc. (ALKS)

Role
SVP, Chief Financial Officer
Signature
/s/ Shantale Greenson, attorney-in-fact for Iain M. Brown
Stock symbol
ALKS
Transactions as of
Aug 19, 2021
Transactions value $
-$537,600
Form type
4
Date filed
8/20/2021, 04:22 PM
Next filing
Sep 16, 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALKS Ordinary Shares Options Exercise $662K +40K +93.07% $16.55 83K Aug 19, 2021 Direct F1, F2
transaction ALKS Ordinary Shares Sale -$1.2M -40K -48.2% $29.99 43K Aug 19, 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALKS Employee Stock Option (Right to Buy) Options Exercise $0 -40K -100% $0.00* 0 Aug 19, 2021 Ordinary Shares 40K $16.55 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2 Since the date of the reporting person's last ownership report, the reporting person transferred 5,382 ordinary shares to his former spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his former spouse.
F3 This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F4 These options are fully vested in accordance with their terms.