J. PATRICK GALLAGHER JR - 01 Sep 2021 Form 4 Insider Report for Arthur J. Gallagher & Co. (AJG)

Role
President & CEO, Director
Signature
/s/ Seth Diehl, by power of attorney
Issuer symbol
AJG
Transactions as of
01 Sep 2021
Transactions value $
-$1,033,671
Form type
4
Filing time
03 Sep 2021, 16:29:44 UTC
Previous filing
12 Aug 2021
Next filing
14 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AJG Common Stock Options Exercise $0 +17.1K +18.77% $0.00 108K 01 Sep 2021 Direct
transaction AJG Common Stock Tax liability -$1.03M -7.16K -6.63% $144.44 101K 01 Sep 2021 Direct
holding AJG Common Stock 23.4K 01 Sep 2021 By Spouse's Trust F1
holding AJG Common Stock 256K 01 Sep 2021 By Corporation
holding AJG Common Stock 77.2K 01 Sep 2021 By Irrevocable Trust
holding AJG Common Stock 243K 01 Sep 2021 By Spouse F2
holding AJG Common Stock 221K 01 Sep 2021 By Trust F3
holding AJG Common Stock 121 01 Sep 2021 Gallagher 401(k) plan account

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AJG Phantom Stock Options Exercise $0 -17.1K -11.19% $0.00 135K 01 Sep 2021 Common Stock 17.1K Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held in trust for the benefit of my children of which I am sole Trustee.
F2 Shares held in revocable trust of which my spouse is sole Trustee and as to which I disclaim beneficial ownership.
F3 Held in trust for benefit of children.
F4 Each share of phantom stock represents a right to receive one share of Gallagher common stock.
F5 These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.