J. Kevin Willis - Sep 3, 2021 Form 4 Insider Report for ASHLAND GLOBAL HOLDINGS INC (ASH)

Role
Chief Financial Officer
Signature
/s/ Babatunde Awodiran, Attorney-in-Fact
Stock symbol
ASH
Transactions as of
Sep 3, 2021
Transactions value $
-$44,331
Form type
4
Date filed
9/8/2021, 05:55 PM
Next filing
Sep 13, 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASH Common Stock Options Exercise $68.1K +2.31K +279.98% $29.50 3.13K Sep 3, 2021 Direct F1
transaction ASH Common Stock Disposed to Issuer -$68K -727 -23.22% $93.50 2.4K Sep 3, 2021 Direct F2
transaction ASH Common Stock Tax liability -$44.4K -475 -19.76% $93.50 1.93K Sep 3, 2021 Direct F3
holding ASH Common Stock 33.1K Sep 3, 2021 401(k) F4
holding ASH Common Stock 0 Sep 3, 2021 Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASH Stock Appreciation Right Options Exercise $0 -2.31K -100% $0.00* 0 Sep 3, 2021 Common Stock 2.31K $29.50 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2 This represents the shares of common stock for payment of exercise price incident to the exercise of stock acquisition rights (SARs).
F3 This represents the withholding of shares of common stock to satisfy tax withholding liability associated with the exercise of the SARs that was reported in this Form 4.
F4 Based on Employee Savings Plan information on September 8, 2021, the latest date for which such information is reasonably available.