David W. Gibbs - Sep 15, 2021 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role
Chief Executive Officer, Director
Signature
/s/ M. Gayle Hobson, POA
Stock symbol
YUM
Transactions as of
Sep 15, 2021
Transactions value $
-$184,613
Form type
4
Date filed
9/16/2021, 10:31 AM
Previous filing
Sep 2, 2021
Next filing
Oct 5, 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Options Exercise $102K +2.23K +11.12% $45.88 22.3K Sep 15, 2021 Direct F1
transaction YUM Common Stock Disposed to Issuer -$102K -793 -3.56% $128.99 21.5K Sep 15, 2021 Direct F1
transaction YUM Common Stock Sale -$184K -1.43K -6.68% $128.66 20K Sep 15, 2021 Direct F1
holding YUM Common Stock 39.5K Sep 15, 2021 Trust - DWG
holding YUM Common Stock 26.4K Sep 15, 2021 Trust SJG

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUM Stock Appreciation Right Options Exercise $0 -2.23K -20% $0.00 8.91K Sep 15, 2021 Common Stock 2.23K $45.88 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to 10b5-1 Plan
F2 Vesting occurs on a quarterly basis beginning one year from grant date.