David W. Gibbs - 15 Sep 2021 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role
Chief Executive Officer, Director
Signature
/s/ M. Gayle Hobson, POA
Issuer symbol
YUM
Transactions as of
15 Sep 2021
Net transactions value
-$184,613
Form type
4
Filing time
16 Sep 2021, 10:31:33 UTC
Previous filing
02 Sep 2021
Next filing
05 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Options Exercise $102,175 +2,227 +11% $45.88 22,255 15 Sep 2021 Direct F1
transaction YUM Common Stock Disposed to Issuer $102,289 -793 -3.6% $128.99 21,462 15 Sep 2021 Direct F1
transaction YUM Common Stock Sale $184,498 -1,434 -6.7% $128.66 20,028 15 Sep 2021 Direct F1
holding YUM Common Stock 39,499 15 Sep 2021 Trust - DWG
holding YUM Common Stock 26,394 15 Sep 2021 Trust SJG

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUM Stock Appreciation Right Options Exercise $0 -2,227 -20% $0.000000 8,908 15 Sep 2021 Common Stock 2,227 $45.88 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to 10b5-1 Plan
F2 Vesting occurs on a quarterly basis beginning one year from grant date.