Jonathan Hirt Hagen - 30 Sep 2021 Form 4 Insider Report for ERIE INDEMNITY CO (ERIE)

Role
Director
Signature
Rebecca A. Buona, Power of Attorney
Issuer symbol
ERIE
Transactions as of
30 Sep 2021
Transactions value $
$0
Form type
4
Date filed
04 Oct 2021, 14:59
Previous filing
02 Aug 2021
Next filing
21 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ERIE Class A Common Stock Gift $0 +200 $0.00 200 30 Sep 2021 By Daughter F1
transaction ERIE Class A Common Stock Gift $0 +200 $0.00 200 30 Sep 2021 By Son F1
holding ERIE Class A Common Stock 223K 30 Sep 2021 Direct
holding ERIE Class A Common Stock 200 30 Sep 2021 By Daughter F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ERIE Class B Common Stock 1 30 Sep 2021 Class A Common Stock 2.4K $0.00 Direct F2
holding ERIE Class B Common Stock 585 30 Sep 2021 Class A Common Stock 1.4M $0.00 Contingent Beneficiary & Co-Trustee, Trust F2
holding ERIE Class B Common Stock 585 30 Sep 2021 Class A Common Stock 1.4M $0.00 Contingent Beneficiary & Co-Trustee, Trust F2
holding ERIE Class B Common Stock 1.17K 30 Sep 2021 Class A Common Stock 2.81M $0.00 Primary Beneficiary & Co-Trustee, Trust F2
holding ERIE Directors' Deferred Compensation Share Credits 14.4K 30 Sep 2021 Class A Common Stock 14.4K $0.00 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held by family member. The Reporting Person disclaims beneficial ownership of these reported securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.
F2 Pursuant to the Articles of Incorporation of the Company, as amended, shares of Class B Common Stock (voting) of Erie Indemnity Company are convertible at any time to shares of Class A Common Stock (non-voting) at a conversion rate of 2,400 shares of Class A Stock for each share of Class B Stock. There are no exercise or expiration dates associated with this conversion feature and no specific exercise price when a Class B share is converted into Class A shares.
F3 Conversion price is not applicable to shares granted under the Outside Directors' Deferred Compensation Plan.
F4 The shares subject to this reporting are Share Credits which are periodically credited to the accounts of certain Directors of Erie Indemnity Company pursuant to its Outside Directors' Stock Plan. These Share Credits represent the right to receive an equivalent number of shares of Erie Indemnity Company Class A common stock when the reporting individual's service as a Director of the Company ends. There are no exercisable or expiration dates for these securities.