Charles Phillips Jr - 30 Sep 2021 Form 4 Insider Report for AMERICAN EXPRESS CO (AXP)

Role
Director
Signature
/s/ Kristina V. Fink, attorney-in-fact
Issuer symbol
AXP
Transactions as of
30 Sep 2021
Transactions value $
$30,000
Form type
4
Filing time
04 Oct 2021, 20:08:44 UTC
Previous filing
06 Jul 2021
Next filing
05 Oct 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXP Share Equivalent Units Award $30K +177 +9.93% $169.33 1.96K 30 Sep 2021 Common Stock 177 Direct F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Share Equivalent Unit reflects the value of one common share.
F2 The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.
F3 The Share Equivalent Units are convertible immediately and have no expiration date.
F4 Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.