David W. Gibbs - 15 Oct 2021 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role
Chief Executive Officer, Director
Signature
/s/ M. Gayle Hobson, POA
Issuer symbol
YUM
Transactions as of
15 Oct 2021
Transactions value $
-$177,918
Form type
4
Filing time
18 Oct 2021, 10:07:35 UTC
Previous filing
05 Oct 2021
Next filing
16 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Options Exercise $102,174 +2,227 +11.12% $45.88 22,255 15 Oct 2021 Direct F1
transaction YUM Common Stock Disposed to Issuer -$102,290 -818 -3.68% $125.05 21,437 15 Oct 2021 Direct F1
transaction YUM Common Stock Sale -$177,801 -1,409 -6.57% $126.19 20,028 15 Oct 2021 Direct F1
holding YUM Common Stock 39,499 15 Oct 2021 Trust - DWG
holding YUM Common Stock 26,394 15 Oct 2021 Trust SJG

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUM Stock Appreciation Right Options Exercise $0 -2,227 -25% $0 6,681 15 Oct 2021 Common Stock 2,227 $45.88 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to 10b5-1 Plan
F2 Vesting occurs on a quarterly basis beginning one year from grant date.