Marc D. Miller - 27 Oct 2021 Form 4 Insider Report for UNIVERSAL HEALTH SERVICES INC (UHS)

Role
President and CEO, Director
Signature
/s/ Steve Filton, Attorney in Fact for Marc D. Miller
Issuer symbol
UHS
Transactions as of
27 Oct 2021
Net transactions value
$0
Form type
4
Filing time
29 Oct 2021, 17:07:06 UTC
Previous filing
03 Jun 2021
Next filing
07 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UHS Class B Common Stock Other $0 -51,578 -40% $0.000000 78,794 27 Oct 2021 MDM 2014 LLC as held by The Marc Daniel Miller 2020 GRAT F1
transaction UHS Class B Common Stock Other $0 +51,578 +113% $0.000000 97,199 27 Oct 2021 MDM 2014 LLC as held by Alan B. Miller F1
transaction UHS Class B Common Stock Other $0 -23,382 -40% $0.000000 35,690 27 Oct 2021 MS 2014 LLC as held by The Marni Spencer 2020 GRAT F2
transaction UHS Class B Common Stock Other $0 +23,382 +97% $0.000000 47,562 27 Oct 2021 MS 2014 LLC as held by Alan B. Miller F2
transaction UHS Class B Common Stock Other $0 -23,382 -40% $0.000000 35,690 27 Oct 2021 AMK 2014 LLC held by the Abby Miller King 2020 GRAT F3
transaction UHS Class B Common Stock Other $0 +23,382 +97% $0.000000 47,562 27 Oct 2021 AMK 2014 LLC as held by Alan B. Miller F3
transaction UHS Class B Common Stock Other $9,941,439 -78,794 -100% $126.17 0 28 Oct 2021 MDM 2014 LLC as held by The Marc Daniel Miller 2020 GRAT F4
transaction UHS Class B Common Stock Other $9,941,439 +78,794 +81% $126.17 175,993 28 Oct 2021 MDM 2014 LLC as held by Alan B. Miller F4
transaction UHS Class B Common Stock Other $4,503,007 -35,690 -100% $126.17 0 28 Oct 2021 MS 2014 LLC as held by The Marni Spencer 2020 GRAT F5
transaction UHS Class B Common Stock Other $4,503,007 +35,690 +75% $126.17 83,252 28 Oct 2021 MS 2014 LLC as held by Alan B. Miller F5
transaction UHS Class B Common Stock Other $4,503,007 -35,690 -100% $126.17 0 28 Oct 2021 AMK 2014 LLC held by the Abby Miller King 2020 GRAT F6
transaction UHS Class B Common Stock Other $4,503,007 +35,690 +75% $126.17 83,252 28 Oct 2021 AMK 2014 LLC as held by Alan B. Miller F6
holding UHS Class B Common Stock 145,901 27 Oct 2021 Direct
holding UHS Class B Common Stock 16,748 27 Oct 2021 AMK 2014 LLC held by The Abby Danielle Miller 2002 Trust
holding UHS Class B Common Stock 24,007 27 Oct 2021 MDM 2014 LLC held by The Marc Daniel Miller 2002 Trust
holding UHS Class B Common Stock 16,748 27 Oct 2021 MS 2014 LLC held by The Marni Spencer 2002 Trust
holding UHS Class B Common Stock 22,815 27 Oct 2021 The Abby Danielle Miller 2002 Trust
holding UHS Class B Common Stock 55,763 27 Oct 2021 The Abby Miller King 2011 Family Trust
holding UHS Class B Common Stock 44,110 27 Oct 2021 The Marc Daniel Miller 2002 Trust
holding UHS Class B Common Stock 59,900 27 Oct 2021 The Marc Daniel Miller 2011 Family Trust
holding UHS Class B Common Stock 43,247 27 Oct 2021 The Marni Spencer 2002 Trust
holding UHS Class B Common Stock 55,763 27 Oct 2021 The Marni Spencer 2011 Family Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UHS Class A Common Stock Other $0 -38,684 -40% $0.000000 59,095 27 Oct 2021 Class B Common Stock 38,684 MDM 2014 LLC as held by The Marc Daniel Miller 2020 GRAT F1, F7, F8, F9
transaction UHS Class A Common Stock Other $0 +38,684 +113% $0.000000 72,900 27 Oct 2021 Class B Common Stock 38,684 MDM 2014 LLC as held by Alan B. Miller F1, F7, F8, F9
transaction UHS Class A Common Stock Other $0 -23,382 -40% $0.000000 35,690 27 Oct 2021 Class B Common Stock 23,382 MS 2014 LLC as held by The Marni Spencer 2020 GRAT F2, F7, F8, F9
transaction UHS Class A Common Stock Other $0 +23,382 +97% $0.000000 47,562 27 Oct 2021 Class B Common Stock 23,382 MS 2014 LLC as held by Alan B. Miller F2, F7, F8, F9
transaction UHS Class A Common Stock Other $0 -23,382 -40% $0.000000 35,690 27 Oct 2021 Class B Common Stock 23,382 AMK 2014 LLC held by the Abby Miller King 2020 GRAT F3, F7, F8, F9
transaction UHS Class A Common Stock Other $0 +23,382 +97% $0.000000 47,562 27 Oct 2021 Class B Common Stock 23,382 AMK 2014 LLC as held by Alan B. Miller F3, F7, F8, F9
transaction UHS Class A Common Stock Other $7,456,016 -59,095 -100% $126.17 0 28 Oct 2021 Class B Common Stock 59,095 MDM 2014 LLC as held by The Marc Daniel Miller 2020 GRAT F4, F7, F8, F9
transaction UHS Class A Common Stock Other $7,456,016 +59,095 +81% $126.17 131,995 28 Oct 2021 Class B Common Stock 59,095 MDM 2014 LLC as held by Alan B. Miller F4, F7, F8, F9
transaction UHS Class A Common Stock Other $4,503,007 -35,690 -100% $126.17 0 28 Oct 2021 Class B Common Stock 35,690 MS 2014 LLC as held by The Marni Spencer 2020 GRAT F5, F7, F8, F9
transaction UHS Class A Common Stock Other $4,503,007 +35,690 +75% $126.17 83,252 28 Oct 2021 Class B Common Stock 35,690 MS 2014 LLC as held by Alan B. Miller F5, F7, F8, F9
transaction UHS Class A Common Stock Other $4,503,007 -35,690 -100% $126.17 0 28 Oct 2021 Class B Common Stock 35,690 AMK 2014 LLC held by the Abby Miller King 2020 GRAT F6, F7, F8, F9
transaction UHS Class A Common Stock Other $4,503,007 +35,690 +75% $126.17 83,252 28 Oct 2021 Class B Common Stock 35,690 AMK 2014 LLC as held by Alan B. Miller F6, F7, F8, F9
holding UHS Class A Common Stock 99,063 27 Oct 2021 Class B Common Stock 99,063 The Marni Spencer 2002 Trust F7, F8, F9
holding UHS Class A Common Stock 139,195 27 Oct 2021 Class B Common Stock 139,195 The Marc Daniel Miller 2002 Trust F7, F8, F9
holding UHS Class A Common Stock 99,063 27 Oct 2021 Class B Common Stock 99,063 The Abby Danielle Miller 2002 Trust F7, F8, F9
holding UHS Class A Common Stock 16,748 27 Oct 2021 Class B Common Stock 16,748 MS 2014 LLC held by The Marni Spencer 2002 Trust F7, F8, F9
holding UHS Class A Common Stock 18,005 27 Oct 2021 Class B Common Stock 18,005 MDM 2014 LLC held by The Marc Daniel Miller 2002 Trust F7, F8, F9
holding UHS Class A Common Stock 118,900 27 Oct 2021 Class B Common Stock 118,900 By The Marni Spencer Family 2012 Trust F7, F8, F9
holding UHS Class A Common Stock 61,500 27 Oct 2021 Class B Common Stock 61,500 Marc Daniel Miller Subtrust u/ Miller Family 2017 Trust F7, F8, F9
holding UHS Class A Common Stock 61,500 27 Oct 2021 Class B Common Stock 61,500 Marni Spencer Subtrust u/ Miller Family 2017 Trust F7, F8, F9
holding UHS Class A Common Stock 118,900 27 Oct 2021 Class B Common Stock 118,900 By The Marc Daniel Miller Family 2012 Trust F7, F8, F9
holding UHS Class A Common Stock 118,900 27 Oct 2021 Class B Common Stock 118,900 By The Abby Miller King Family 2012 Trust F7, F8, F9
holding UHS Class A Common Stock 16,748 27 Oct 2021 Class B Common Stock 16,748 AMK 2014 LLC held by The Abby Danielle Miller 2002 Trust F7, F8, F9
holding UHS Class A Common Stock 532,194 27 Oct 2021 Class B Common Stock 532,194 A. Miller Family, LLC F7, F8, F9
holding UHS Class A Common Stock 61,500 27 Oct 2021 Class B Common Stock 61,500 Abby Danielle Miller Subtrust u/ Miller Family 2017 Trust F7, F8, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On October 27, 2021, The Marc Daniel Miller 2020 LLC GRAT distributed 25.78899% of the MDM 2014 LLC to Alan B. Miller. Mr. Alan B. Miller's pecuniary interest in these shares is unchanged. All distributions hereinbefore described were made pursuant to the terms of the Trust Agreement creating each 2020 LLC GRAT. The MDM 2014 LLC holds 200,000 shares of Class B Common Stock and 150,000 shares of Class A Common Stock.
F2 On October 27, 2021, The Marni Spencer 2020 LLC GRAT distributed 23.38211% of the MS 2014 LLC to Alan B. Miller. Mr. Alan B. Miller's pecuniary interest in these shares is unchanged. All distributions hereinbefore described were made pursuant to the terms of the Trust Agreement creating each 2020 LLC GRAT. The MS 2014 LLC holds 100,000 shares of Class B Common Stock and 100,000 shares of Class A Common Stock. Mr. Marc D. Miller disclaims any beneficial interest in the assets of The Marni Spencer 2020 LLC GRAT.
F3 On October 27, 2021, The Abby Miller King 2020 LLC GRAT distributed 23.38211% of the AMK 2014 LLC to Alan B. Miller. Mr. Alan B. Miller's pecuniary interest in these shares is unchanged. All distributions hereinbefore described were made pursuant to the terms of the Trust Agreement creating each 2020 LLC GRAT. The AMK 2014 LLC holds 100,000 shares of Class B Common Stock and 100,000 shares of Class A Common Stock. Mr. Marc D. Miller disclaims any beneficial interest in the assets of The Abby Miller King 2020 LLC GRAT.
F4 On October 28, 2021, Alan B. Miller withdrew a 39.39690% interest in the MDM 2014 LLC (corresponding to 59,095 shares of Class A common stock and 78,794 shares of Class B common stock) from the Marc Daniel Miller 2020 LLC GRAT. In exchange for the MDM 2014 LLC interests, Alan B. Miller contributed to the Marc Daniel Miller 2020 LLC GRAT a promissory note for the value of such interests. The withdrawal of MDM 2014 interests from the Marc Daniel Miller 2020 LLC GRAT resulted in a decrease in the number of shares Alan B. Miller beneficially owns indirectly through the Marc Daniel Miller 2020 LLC GRAT and a corresponding increase in the number of shares Alan B. Miller beneficially owns indirectly through the MDM 2014 LLC. This withdrawal of MDM 2014 LLC interests from the Marc Daniel Miller 2020 LLC GRAT constitutes a change in form of but not the amount of beneficial ownership of the shares.
F5 On October 28, 2021, Alan B. Miller withdrew a 35.69034% interest in the MS 2014 LLC (corresponding to 35,690 shares of each of Class A and Class B common stock) from the Marni Spencer 2020 LLC GRAT. In exchange for the MS 2014 LLC interests, Alan B. Miller contributed to the Marni Spencer 2020 LLC GRAT a promissory note for the value of such interests. The withdrawal of MS 2014 interests from the Marni Spencer 2020 LLC GRAT resulted in a decrease in the number of shares Alan B. Miller beneficially owns indirectly through the Marni Spencer 2020 LLC GRAT and a corresponding increase in the number of shares Alan B. Miller beneficially owns indirectly through the MS 2014 LLC. This withdrawal of MS 2014 LLC interests from the Marni Spencer 2020 LLC GRAT constitutes a change in form of but not the amount of beneficial ownership of the shares. Mr. Marc D. Miller disclaims any beneficial interest in the assets of The Marni Spencer 2020 GRAT.
F6 On October 28, 2021, Alan B. Miller withdrew a 35.69034% interest in the AMK 2014 LLC (corresponding to 35,690 shares of each of Class A and Class B common stock) from the Abby Miller King 2020 LLC GRAT. In exchange for the AMK 2014 LLC interests, Alan B. Miller contributed to the Abby Miller King 2020 LLC GRAT a promissory note for the value of such interests. The withdrawal of AMK 2014 interests from the Abby Miller King 2020 LLC GRAT resulted in a decrease in the number of shares Alan B. Miller beneficially owns indirectly through the Abby Miller King 2020 LLC GRAT and a corresponding increase in the number of shares Alan B. Miller beneficially owns indirectly through the AMK 2014 LLC. This withdrawal of AMK 2014 LLC interests from the Abby Miller King 2020 LLC GRAT constitutes a change in form of but not the amount of beneficial ownership of the shares. Mr. Marc D. Miller disclaims any beneficial interest in the assets of The Marni Spencer 2020 GRAT.
F7 The Class A Common Stock is convertible into Class B Common Stock on a share for share basis.
F8 Immediately.
F9 Not Applicable.