Steven Ralph Rodgers - 01 Nov 2021 Form 4 Insider Report for INTEL CORP (INTC)

Role
EVP General Counsel
Signature
/s/ Alex Shukhman, attorney-in-fact
Issuer symbol
INTC
Transactions as of
01 Nov 2021
Net transactions value
-$291,703
Form type
4
Filing time
03 Nov 2021, 17:55:03 UTC
Previous filing
03 Aug 2021
Next filing
01 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction INTC Common Stock Options Exercise +1,933 +1.9% 105,320 01 Nov 2021 Direct F1
transaction INTC Common Stock Tax liability $47,279 -959 -0.91% $49.30 104,361 01 Nov 2021 Direct
transaction INTC Common Stock Options Exercise +1,728 +1.7% 106,089 01 Nov 2021 Direct F1
transaction INTC Common Stock Tax liability $42,250 -857 -0.81% $49.30 105,232 01 Nov 2021 Direct
transaction INTC Common Stock Options Exercise +2,236 +2.1% 107,468 01 Nov 2021 Direct F1
transaction INTC Common Stock Tax liability $54,674 -1,109 -1% $49.30 106,359 01 Nov 2021 Direct
transaction INTC Common Stock Sale $147,500 -2,972 -2.8% $49.63 103,387 02 Nov 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction INTC Restricted Stock Units Options Exercise -1,933 -10% 17,389 01 Nov 2021 Common Stock 1,933 Direct F1, F3
transaction INTC Restricted Stock Units Options Exercise -1,728 -17% 8,642 01 Nov 2021 Common Stock 1,728 Direct F1, F4
transaction INTC Restricted Stock Units Options Exercise -2,236 -50% 2,236 01 Nov 2021 Common Stock 2,236 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit (RSU) represents the right to receive, following vesting, one share of Intel Corporation (the "Company") common stock.
F2 This transaction was made pursuant to trading instructions adopted by the reporting person on April 28, 2021 that are intended to comply with Rule 10b5-1(c).
F3 Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on April 30, 2021. If the quarterly vesting date falls on a non-business date, the next business date shall apply.
F4 Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on April 30, 2020. If the quarterly vesting date falls on a non-business date, the next business date shall apply.
F5 Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on April 30, 2019. If the quarterly vesting date falls on a non-business date, the next business date shall apply.