Alok Sethi - Nov 8, 2021 Form 4 Insider Report for FRANKLIN RESOURCES INC (BEN)

Role
EVP, Technology and Operations
Signature
/s/ Virginia Rosas, Attorney-in-Fact
Stock symbol
BEN
Transactions as of
Nov 8, 2021
Transactions value $
$850,004
Form type
4
Date filed
11/10/2021, 02:50 PM
Next filing
Dec 3, 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BEN Common Stock, par value $.10 Award $850K +23.8K +33.43% $35.74 94.9K Nov 8, 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Of the amount of securities beneficially owned, 74,681 shares represent unvested restricted stock unit awards.

Remarks:

Copy of Limited Power of Attorney included as Exhibit 24.