Tammy C. Stadler - 10 Nov 2021 Form 4 Insider Report for ASSOCIATED BANC-CORP (ASB)

Signature
/s/ Lynn M. Floeter, attorney-in-fact for Tammy C. Stadler
Issuer symbol
ASB
Transactions as of
10 Nov 2021
Net transactions value
-$76,055
Form type
4
Filing time
12 Nov 2021, 12:03:09 UTC
Previous filing
18 Oct 2021
Next filing
16 Nov 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASB Common Stock $0.01 Par Value Options Exercise $90,790 +7,000 +12% $12.97 63,445 10 Nov 2021 Direct
transaction ASB Common Stock $0.01 Par Value Sale $166,845 -7,000 -11% $23.84 56,445 10 Nov 2021 Direct
holding ASB Common Stock $0.01 Par Value 15,584 10 Nov 2021 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASB Non-qualified Stock Option (Right to Buy) Options Exercise $0 -7,000 -100% $0.000000* 0 10 Nov 2021 Common Stock $0.01 Par Value 7,000 $12.97 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.