Dominique Grau - 16 Nov 2021 Form 4 Insider Report for AGILENT TECHNOLOGIES, INC. (A)

Signature
/s/ P. Diana Chiu, attorney-in-fact for Mr. Grau
Issuer symbol
A
Transactions as of
16 Nov 2021
Net transactions value
+$3,233,771
Form type
4
Filing time
18 Nov 2021, 20:19:45 UTC
Previous filing
16 Nov 2021
Next filing
19 Nov 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction A Common Stock Award $453,345 +2,809 +3.5% $161.39 82,279 16 Nov 2021 Direct F1
transaction A Common Stock Award $3,105,466 +19,242 +23% $161.39 101,521 16 Nov 2021 Direct F2
transaction A Common Stock Tax liability $1,752,857 -10,861 -11% $161.39 90,660 16 Nov 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction A Employee Stock Option (Right to Buy) Award $1,427,817 +8,847 $161.39 8,847 16 Nov 2021 Common Stock 8,847 $161.39 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units granted under the Agilent Technologies, Inc. 2018 Stock Plan, in compliance with Rule 16b-3. The restricted stock units vest in four equal annual installments beginning on November 16, 2022 and are subject to a 1 year post-vest holding period.
F2 On November 16, 2021, 19,242 shares of common stock of Agilent Technologies, Inc. were issued to the reporting person pursuant to the Agilent Technologies, Inc. Long-Term Performance Program. The shares are subject to a 1 year post-vest holding period.
F3 The reporting person surrendered 10,861 shares to Agilent Technologies, Inc. to satisfy the tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.
F4 Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. 2018 Stock Plan, in compliance with Rule 16b-3.
F5 The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.