Jeffrey M. Williams - 08 Dec 2021 Form 4 Insider Report for Johnson Controls International plc (JCI)

Role: VP & Pres G Prod Bldg Tech Sol
Signature: /s/ Leanne Michels, attorney-in-fact
Issuer symbol: JCI
Transactions as of: 08 Dec 2021
Transactions value $: -$1,980,001
Form type: 4
Filing time: 10 Dec 2021, 17:05:31 UTC
Previous filing: 09 Dec 2021
Next filing: 13 Dec 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	JCI	Ordinary Shares	Award	$0	+9.43K	+11.1%	$0.00	94.4K	08 Dec 2021	Direct	F1
transaction	JCI	Ordinary Shares	Sale	-$1.98M	-25.1K	-26.56%	$78.96	69.3K	10 Dec 2021	Direct	F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	JCI	Employee Stock Option (Right to Buy)	Award	$0	+40.3K		$0.00	40.3K	08 Dec 2021	Ordinary Shares	40.3K	$79.54	Direct	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.
F2	Transaction effected pursuant to a Rule 10b5-1 trading plan.
F3	The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $78.87 to $79.09 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 of this Form 4.
F4	Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant.