Britton T. Taplin - Dec 10, 2021 Form 4 Insider Report for NACCO INDUSTRIES INC (NC)

Role: Director, Dir. and Member of Group
Signature: /s/ Matthew J. Dilluvio, attorney-in-fact
Stock symbol: NC
Transactions as of: Dec 10, 2021
Transactions value $: $0
Form type: 4
Date filed: 12/14/2021, 02:54 PM
Previous filing: Oct 1, 2021
Next filing: Dec 17, 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NC	Class A Common Stock	Other		+5K	+32.72%		20.3K	Dec 10, 2021	By Trust/Brother	F1, F2, F3
holding	NC	Class A Common Stock						157K	Dec 10, 2021	Proportionate membership interest in shares held by Abigail II, LLC
holding	NC	Class A Common Stock						18.7K	Dec 10, 2021	Proportionate membership interest in shares held by Abigail LLC
holding	NC	Class A Common Stock						52.9K	Dec 10, 2021	Direct
holding	NC	Class A Common Stock						5.76K	Dec 10, 2021	By Spouse	F4
holding	NC	Class A Common Stock						18.7K	Dec 10, 2021	By Brother/Proportionate membership interest in shares held by Abigail LLC	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	NC	Class B Common Stock	Other		-5K	-100%		0	Dec 10, 2021	Class A Common Stock	5K		By Trust/Brother	F1, F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Class B shares were exchanged for Class A shares pursuant to the terms of the Amended and Restated Stockholders' Agreement dated September 29, 2017 (as amended).
F2	N/A
F3	Reporting Person serves as trustee of Theodore D. Taplin Estate. Reporting Person disclaims beneficial ownership of all such shares.
F4	By Spouse. Reporting Person disclaims beneficial ownership of all such shares.