ALFRED M. RANKIN - 15 Dec 2021 Form 4 Insider Report for HYSTER-YALE MATERIALS HANDLING, INC. (HY)

Role
Chairman, Director
Signature
/s/ Suzanne S. Taylor, attorney-in-fact
Issuer symbol
HY
Transactions as of
15 Dec 2021
Net transactions value
$0
Form type
4
Filing time
17 Dec 2021, 14:06:08 UTC
Previous filing
14 Dec 2021
Next filing
04 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HY Class A Common Stock Other $0 -1,434 -100% $0.000000* 0 15 Dec 2021 Proportionate interest in shares held by RA I F1
transaction HY Class A Common Stock Other $0 -377 -100% $0.000000* 0 15 Dec 2021 Spouse's proportionate interest in shares held by Rankin Associates V F1, F2
transaction HY Class A Common Stock Other $0 -635 -100% $0.000000* 0 15 Dec 2021 Spouse's proportionate interest in shares held by RA VI F1
transaction HY Class A Common Stock Other $0 -80 -100% $0.000000* 0 15 Dec 2021 Proportionate Interest in shares held by RA5 held by Rankin Management Inc. F1
transaction HY Class A Common Stock Other $0 +21,006 +20% $0.000000 126,774 15 Dec 2021 Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin F2, F3
transaction HY Class A Common Stock Other $0 +17,556 $0.000000 17,556 15 Dec 2021 Reporting Person serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. F3
transaction HY Class A Common Stock Other $0 +9,600 +100% $0.000000 19,200 15 Dec 2021 Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren F2, F3
transaction HY Class A Common Stock Other $0 +18,625 +89% $0.000000 39,612 15 Dec 2021 Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. F2, F3
transaction HY Class A Common Stock Other $0 -19 -100% $0.000000* 0 15 Dec 2021 proportionate general partnership interest shares held by RAIV F1
transaction HY Class A Common Stock Other $0 -1,975 -100% $0.000000* 0 15 Dec 2021 Proportionate interest in shares of RA II LP held by Rankin Management Inc as general partner F1
transaction HY Class A Common Stock Other $0 -100 -100% $0.000000* 0 15 Dec 2021 Proportionate Interest in shares held by RA6 held by Rankin Management Inc. F1
transaction HY Class A Common Stock Other $0 +747 $0.000000 747 15 Dec 2021 Reporting person serves as Trustee of a Trust for the benefit of Bruce T. Rankin F2, F3
transaction HY Class A Common Stock Other $0 -55,825 -93% $0.000000 4,159 15 Dec 2021 Reporting Person Serves as Trustee for GSTs for the Benefit of Clara R. Williams F1
transaction HY Class A Common Stock Other $0 -55,825 -93% $0.000000 4,159 15 Dec 2021 Reporting Person Serves as Trustee for GSTs for the Benefit of Helen R. Butler F1
holding HY Class A Common Stock 14,752 15 Dec 2021 Held in an Individual Retirement Account for the benefit of the Reporting Person.

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HY Class B Common Stock Other $0 +1,434 +56% $0.000000 4,000 15 Dec 2021 Class A Common Stock 1,434 proportionate interest in shares held by RA I LP F1, F4
transaction HY Class B Common Stock Other $0 +377 $0.000000 377 15 Dec 2021 Class A Common Stock 377 Represents percentage of ownership interest of Rankin Associates V partnership held in trust F1, F2, F4
transaction HY Class B Common Stock Other $0 +635 $0.000000 635 15 Dec 2021 Class A Common Stock 635 Spouse's proportionate interest in shares held by RA VI F1, F2, F4
transaction HY Class B Common Stock Other $0 +80 $0.000000 80 15 Dec 2021 Class A Common Stock 80 Proportionate Interest in shares held by RA5 held by Rankin Management Inc. F1, F4
transaction HY Class B Common Stock Other $0 -21,006 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 21,006 Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin F2, F3, F4
transaction HY Class B Common Stock Other $0 -17,556 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 17,556 Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr. F3, F4
transaction HY Class B Common Stock Other $0 -9,600 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 9,600 Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren F2, F3, F4
transaction HY Class B Common Stock Other $0 -18,625 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 18,625 Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. F2, F3, F4
transaction HY Class B Common Stock Other $0 +19 +61% $0.000000 50 15 Dec 2021 Class A Common Stock 19 proportionate general partnership interest shares held by RAIV F1, F4
transaction HY Class B Common Stock Other $0 +1,975 +100% $0.000000 3,950 15 Dec 2021 Class A Common Stock 1,975 proportionate LP interest in shares of RA II LP held by Rankin Management Inc as general partner F1, F4
transaction HY Class B Common Stock Other $0 +100 $0.000000 100 15 Dec 2021 Class A Common Stock 100 Proportionate Interest in shares held by RA6 held by Rankin Management Inc. F1, F4
transaction HY Class B Common Stock Other $0 -747 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 747 Reporting person serves as Trustee of a Trust for the benefit of Bruce T. Rankin F2, F3, F4
transaction HY Class B Common Stock Other $0 +55,825 +461% $0.000000 67,923 15 Dec 2021 Class A Common Stock 55,825 Reporting Person Serves as Trustee GSTs for the Benefit of Clara R. Williams F1, F4
transaction HY Class B Common Stock Other $0 +55,825 +461% $0.000000 67,923 15 Dec 2021 Class A Common Stock 55,825 Reporting Person Serves as Trustee of GSTs for the benefit of Helen R. Butler F1, F4
holding HY Class B Common Stock 14,160 15 Dec 2021 Class A Common Stock 14,160 Held in an Individual Retirement Account for the benefit of the Reporting Person. F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F2 Reporting Person disclaims beneficial ownership of all such shares.
F3 Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F4 N/A