ELIZABETH B. RANKIN - 15 Dec 2021 Form 4 Insider Report for HYSTER-YALE MATERIALS HANDLING, INC. (HY)

Role
Member of a Group
Signature
/s/ Suzanne S. Taylor, attorney-in-fact
Issuer symbol
HY
Transactions as of
15 Dec 2021
Net transactions value
$0
Form type
4
Filing time
17 Dec 2021, 14:44:10 UTC
Previous filing
01 Oct 2021
Next filing
11 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HY Class A Common Stock Other $0 +11,170 +103% $0.000000 22,008 15 Dec 2021 Held through a trust of which the Reporting Person's spouse is trustee F1, F2
transaction HY Class A Common Stock Other $0 -8,682 -100% $0.000000* 0 15 Dec 2021 Spouse's proportionate interests in shares held by Rankin Associates II. F2, F3
transaction HY Class A Common Stock Other $0 -2,814 -100% $0.000000* 0 15 Dec 2021 Minor child's trust?s proportionate interests in shares held by Rankin Associates II. F2, F3
transaction HY Class A Common Stock Other $0 -2,666 -100% $0.000000* 0 15 Dec 2021 Minor child's trust?s proportionate interests in shares held by Rankin Associates II. F2, F3
transaction HY Class A Common Stock Other $0 -2,058 -100% $0.000000* 0 15 Dec 2021 Reporting Person?s proportionate interests in shares held by Rankin Associates II. F3
transaction HY Class A Common Stock Other $0 -1,135 -100% $0.000000* 0 15 Dec 2021 Spouse's proportionate interest in shares held by Rankin Associates V F2, F3
transaction HY Class A Common Stock Other $0 +722 +100% $0.000000 1,444 15 Dec 2021 Direct F1
transaction HY Class A Common Stock Other $0 +645 +100% $0.000000 1,290 15 Dec 2021 Reporting Person's spouse is co-trustee of a Trust fbo minor child. F1, F2
transaction HY Class A Common Stock Other $0 -635 -100% $0.000000* 0 15 Dec 2021 Reporting person's proportionate interest in shares held by Rankin Associates VI F3
transaction HY Class A Common Stock Other $0 -634 -100% $0.000000* 0 15 Dec 2021 Child's proportionate interest in shares held by Rankin Associates VI F2, F3
transaction HY Class A Common Stock Other $0 -634 -100% $0.000000* 0 15 Dec 2021 Child's proportionate interest in shares held by Rankin Associates VI F2, F3
transaction HY Class A Common Stock Other $0 +563 +100% $0.000000 1,126 15 Dec 2021 Reporting Person's spouse is co-trustee of a Trust fbo minor child. F1, F2
transaction HY Class A Common Stock Other $0 -535 -100% $0.000000* 0 15 Dec 2021 Spouse's proportionate interest in shares held by Rankin Associates VI F2, F3
transaction HY Class A Common Stock Other $0 +500 +100% $0.000000 1,000 15 Dec 2021 Held by Reporting Person's spouse. F1, F2
transaction HY Class A Common Stock Other $0 -461 -100% $0.000000* 0 15 Dec 2021 Child's proportionate interests held in shares in Rankin Associates V F2, F3
transaction HY Class A Common Stock Other $0 -461 -100% $0.000000* 0 15 Dec 2021 Child's proportionate interests held in shares in Rankin Associates V F2, F3
transaction HY Class A Common Stock Other $0 -377 -100% $0.000000* 0 15 Dec 2021 Proportionate interests held in shares in Rankin Associates V F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HY Class B Common Stock Other $0 -11,170 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 11,170 Held through a trust of which the Reporting Person's spouse is trustee F1, F2, F4
transaction HY Class B Common Stock Other $0 +8,682 +100% $0.000000 17,364 15 Dec 2021 Class A Common Stock 8,682 Spouse's proportionate interests in shares held by Rankin Associates II. F2, F3, F4
transaction HY Class B Common Stock Other $0 +2,814 +100% $0.000000 5,628 15 Dec 2021 Class A Common Stock 2,814 Minor child's trust?s proportionate interests in shares held by Rankin Associates II. F2, F3, F4
transaction HY Class B Common Stock Other $0 +2,666 +100% $0.000000 5,332 15 Dec 2021 Class A Common Stock 2,666 Minor child's trust?s proportionate interests in shares held by Rankin Associates II. F2, F3, F4
transaction HY Class B Common Stock Other $0 +2,058 +100% $0.000000 4,116 15 Dec 2021 Class A Common Stock 2,058 Reporting Person?s proportionate interests in shares held by Rankin Associates II. F3, F4
transaction HY Class B Common Stock Other $0 +1,135 $0.000000 1,135 15 Dec 2021 Class A Common Stock 1,135 Spouse's proportionate interest in shares held by Rankin Associates V F2, F3, F4
transaction HY Class B Common Stock Other $0 -722 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 722 Direct F1, F4
transaction HY Class B Common Stock Other $0 -645 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 645 Reporting Person's spouse is co-trustee of a Trust fbo minor child. F1, F2, F4
transaction HY Class B Common Stock Other $0 +635 $0.000000 635 15 Dec 2021 Class A Common Stock 635 Reporting person's proportionate interest in shares held by Rankin Associates VI F3, F4
transaction HY Class B Common Stock Other $0 +634 $0.000000 634 15 Dec 2021 Class A Common Stock 634 Child's proportionate interest in shares held by Rankin Associates VI F2, F3, F4
transaction HY Class B Common Stock Other $0 +634 $0.000000 634 15 Dec 2021 Class A Common Stock 634 Child's proportionate interest in shares held by Rankin Associates VI F2, F3, F4
transaction HY Class B Common Stock Other $0 -563 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 563 Reporting Person's spouse is co-trustee of a Trust fbo minor child. F1, F2, F4
transaction HY Class B Common Stock Other $0 +535 $0.000000 535 15 Dec 2021 Class A Common Stock 535 Spouse's proportionate interest in shares held by Rankin Associates VI F2, F3, F4
transaction HY Class B Common Stock Other $0 -500 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 500 Held by Reporting Person's spouse. F1, F2, F4
transaction HY Class B Common Stock Other $0 +461 $0.000000 461 15 Dec 2021 Class A Common Stock 461 Child's proportionate interests held in shares in Rankin Associates V F2, F3, F4
transaction HY Class B Common Stock Other $0 +461 $0.000000 461 15 Dec 2021 Class A Common Stock 461 Child's proportionate interests held in shares in Rankin Associates V F2, F3, F4
transaction HY Class B Common Stock Other $0 +377 $0.000000 377 15 Dec 2021 Class A Common Stock 377 Proportionate interests held in shares in Rankin Associates V F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F2 Reporting Person disclaims beneficial ownership of all such shares.
F3 Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F4 N/A