THOMAS T. RANKIN - 15 Dec 2021 Form 4 Insider Report for HYSTER-YALE MATERIALS HANDLING, INC. (HY)

Role
Member of a Group
Signature
/s/ Suzanne S. Taylor, attorney-in-fact
Issuer symbol
HY
Transactions as of
15 Dec 2021
Net transactions value
$0
Form type
4
Filing time
17 Dec 2021, 15:55:16 UTC
Previous filing
04 Oct 2021
Next filing
11 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HY Class A Common Stock Other $0 -25,324 -100% $0.000000* 0 15 Dec 2021 proportionate interest in shares held in RA1 F1
transaction HY Class A Common Stock Other $0 -14,343 -100% $0.000000* 0 15 Dec 2021 Spouses proportionate interest in shares held by RA1 F1, F2
transaction HY Class A Common Stock Other $0 -31,669 -100% $0.000000* 0 15 Dec 2021 proportionate limited partnership interests in shares held by Rankin Associates II, L.P F1
transaction HY Class A Common Stock Other $0 -1,843 -100% $0.000000* 0 15 Dec 2021 spouse's proportionate limited partnership interest in shares held by RA II LP F1, F2
transaction HY Class A Common Stock Other $0 -19 -100% $0.000000* 0 15 Dec 2021 proportionate general partnership interest in shares of Rankin Associates IV, L.P held by the Trust F1
transaction HY Class A Common Stock Other $0 -65,824 -100% $0.000000* 0 15 Dec 2021 Spouse's proportionate limited partnership interest held in shares of RA IV F1, F2
transaction HY Class A Common Stock Other $0 -1,057 -100% $0.000000* 0 15 Dec 2021 Proportionate Interest in shares held by RA5 F1
transaction HY Class A Common Stock Other $0 -377 -100% $0.000000* 0 15 Dec 2021 Spouse's proportionate interests held in shares in Rankin Associates V F1, F2
transaction HY Class A Common Stock Other $0 -635 -100% $0.000000* 0 15 Dec 2021 Spouse's proportionate interest in shares held by Rankin Associates VI F1, F2
transaction HY Class A Common Stock Other $0 -292 -100% $0.000000* 0 15 Dec 2021 Reporting person's proportionate interest in shares held in Rankin Associates VI F1
transaction HY Class A Common Stock Other $0 -1,975 -100% $0.000000* 0 15 Dec 2021 Proportionate interest in shares in Rankin Associates II held in RMI F1
transaction HY Class A Common Stock Other $0 -80 -100% $0.000000* 0 15 Dec 2021 Proportionate interest in shares held by RA5 held by RMI F1
transaction HY Class A Common Stock Other $0 -100 -100% $0.000000* 0 15 Dec 2021 Proportionate interest in shares held by RA6 held by RMI F1
transaction HY Class A Common Stock Other $0 +3,222 +28% $0.000000 14,733 15 Dec 2021 Held by Spouse F2, F3
transaction HY Class A Common Stock Other $0 -41,931 -100% $0.000000* 0 15 Dec 2021 Serves as Trustee of GSTs for the benefit of James Rankin F1, F2
transaction HY Class A Common Stock Other $0 -41,931 -100% $0.000000* 0 15 Dec 2021 Serves as Trustee of GSTs for the benefit of Matthew Rankin F1, F2
transaction HY Class A Common Stock Other $0 -41,931 -100% $0.000000* 0 15 Dec 2021 Serves as trustee of GSTs for the benefit of Thomas P. Rankin F1, F2
transaction HY Class A Common Stock Other $0 -8,228 -100% $0.000000* 0 15 Dec 2021 Serves as trustee of BTR 2020 GST trust fbo James Rankin F1, F2
transaction HY Class A Common Stock Other $0 -8,228 -100% $0.000000* 0 15 Dec 2021 Serves as trustee of BTR 2020 GST trust fbo Matthew Rankin F1, F2
transaction HY Class A Common Stock Other $0 -8,228 -100% $0.000000* 0 15 Dec 2021 Serves as trustee of BTR 2020 GST trust fbo Thomas P Rankin F1, F2
transaction HY Class A Common Stock Other $0 +7 +100% $0.000000 14 15 Dec 2021 Direct F3
transaction HY Class A Common Stock Other $0 +145,912 +95% $0.000000 299,948 15 Dec 2021 Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HY Class B Common Stock Other $0 +25,324 +56% $0.000000 70,624 15 Dec 2021 Class A Common Stock 25,324 Proportionate interest in shares held in RA1 F1, F4
transaction HY Class B Common Stock Other $0 +14,343 +56% $0.000000 40,000 15 Dec 2021 Class A Common Stock 14,343 Spouses proportionate interest in shares held by RA1 F1, F2, F4
transaction HY Class B Common Stock Other $0 +31,669 +100% $0.000000 63,338 15 Dec 2021 Class A Common Stock 31,669 proportionate limited partnership interests in shares held by Rankin Associates II, L.P F1, F4
transaction HY Class B Common Stock Other $0 +1,843 +100% $0.000000 3,686 15 Dec 2021 Class A Common Stock 1,843 spouse's proportionate limited partnership interest in shares held by RA II LP F1, F2, F4
transaction HY Class B Common Stock Other $0 +19 +61% $0.000000 50 15 Dec 2021 Class A Common Stock 19 proportionate general partnership interest in shares of Rankin Associates IV, L.P held by the Trust F1, F4
transaction HY Class B Common Stock Other $0 +65,824 +63% $0.000000 170,110 15 Dec 2021 Class A Common Stock 65,824 Spouse's proportionate limited partnership interest held in shares of RA IV F1, F2, F5, F6, F7
transaction HY Class B Common Stock Other $0 +1,057 $0.000000 1,057 15 Dec 2021 Class A Common Stock 1,057 Proportionate Interest in shares held by RA5 F1, F4
transaction HY Class B Common Stock Other $0 +377 $0.000000 377 15 Dec 2021 Class A Common Stock 377 Spouse's proportionate interests held in shares in Rankin Associates V F1, F2, F4
transaction HY Class B Common Stock Other $0 +635 $0.000000 635 15 Dec 2021 Class A Common Stock 635 Spouse's proportionate interest in shares held by Rankin Associates VI F1, F2, F4
transaction HY Class B Common Stock Other $0 +292 $0.000000 292 15 Dec 2021 Class A Common Stock 292 Reporting person's proportionate interest in shares held in Rankin Associates VI F1, F4
transaction HY Class B Common Stock Other $0 +1,975 +100% $0.000000 3,950 15 Dec 2021 Class A Common Stock 1,975 Proportionate interest in shares in Rankin Associates II held in RMI F1, F4
transaction HY Class B Common Stock Other $0 +80 $0.000000 80 15 Dec 2021 Class A Common Stock 80 Proportionate interest in shares held by RA5 held by RMI F1, F4
transaction HY Class B Common Stock Other $0 +100 $0.000000 100 15 Dec 2021 Class A Common Stock 100 Proportionate interest in shares held by RA6 held by RMI F1, F4
transaction HY Class B Common Stock Other $0 -3,222 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 3,222 Held by Spouse F2, F3, F4
transaction HY Class B Common Stock Other $0 +41,931 +347% $0.000000 54,029 15 Dec 2021 Class A Common Stock 41,931 Serves as Trustee of the GSTs for the benefit of James Rankin F1, F2, F4
transaction HY Class B Common Stock Other $0 +41,931 +347% $0.000000 54,029 15 Dec 2021 Class A Common Stock 41,931 Serves as Trustee of GSTs for the benefit of Matthew Rankin F1, F2, F4
transaction HY Class B Common Stock Other $0 +41,931 +347% $0.000000 54,029 15 Dec 2021 Class A Common Stock 41,931 Serves as trustee of GSTs for the benefit of T. Parker Rankin F1, F2, F4
transaction HY Class B Common Stock Other $0 +8,228 +69% $0.000000 20,160 15 Dec 2021 Class A Common Stock 8,228 Serves as trustee of BTR 2020 GST trust fbo James Rankin F1, F2, F8, F9, F10
transaction HY Class B Common Stock Other $0 +8,228 +69% $0.000000 20,160 15 Dec 2021 Class A Common Stock 8,228 Serves as trustee of BTR 2020 GST trust fbo Matthew Rankin F1, F2, F11, F12, F13
transaction HY Class B Common Stock Other $0 +8,228 +69% $0.000000 20,160 15 Dec 2021 Class A Common Stock 8,228 Serves as trustee of BTR 2020 GST trust fbo Thomas P Rankin F1, F2, F14, F15, F16
transaction HY Class B Common Stock Other $0 -7 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 7 Direct F3, F4
transaction HY Class B Common Stock Other $0 -145,912 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 145,912 Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F2 Reporting Person disclaims beneficial ownership of all such shares.
F3 Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F4 N/A
F5 N/A
F6 N/A
F7 N/A
F8 N/A
F9 N/A
F10 N/A
F11 N/A
F12 N/A
F13 N/A
F14 N/A
F15 N/A
F16 N/A