BARBARA A. KLEIN - 22 Dec 2021 Form 4 Insider Report for CMC Materials, Inc. (CCMP)

Role
Director
Signature
/s/ H. Carol Bernstein (Power of Attorney)
Issuer symbol
CCMP
Transactions as of
22 Dec 2021
Transactions value $
-$3,949,198
Form type
4
Filing time
22 Dec 2021, 16:27:00 UTC
Previous filing
05 Oct 2021
Next filing
05 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CCMP Common Stock Options Exercise $212,820 +6,000 +24.98% $35.47* 30,015 22 Dec 2021 Direct
transaction CCMP Common Stock Sale -$1,111,381 -6,000 -19.99% $185.23 24,015 22 Dec 2021 Direct F1
transaction CCMP Common Stock Options Exercise $269,280 +6,000 +24.98% $44.88 30,015 22 Dec 2021 Direct
transaction CCMP Common Stock Sale -$1,111,381 -6,000 -19.99% $185.23 24,015 22 Dec 2021 Direct F1
transaction CCMP Common Stock Options Exercise $309,420 +6,000 +24.98% $51.57 30,015 22 Dec 2021 Direct
transaction CCMP Common Stock Sale -$1,111,381 -6,000 -19.99% $185.23 24,015 22 Dec 2021 Direct F1
transaction CCMP Common Stock Options Exercise $378,677 +9,638 +40.13% $39.29* 33,653 22 Dec 2021 Direct
transaction CCMP Common Stock Sale -$1,785,249 -9,638 -28.64% $185.23 24,015 22 Dec 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CCMP Stock Options (Right to Buy) Options Exercise $0 -6,000 -100% $0* 0 22 Dec 2021 Common Stock 6,000 $35.47 Direct F2
transaction CCMP Stock Options (Right to Buy) Options Exercise $0 -6,000 -100% $0* 0 22 Dec 2021 Common Stock 6,000 $44.88 Direct F3
transaction CCMP Stock Options (Right to Buy) Options Exercise $0 -6,000 -100% $0* 0 22 Dec 2021 Common Stock 6,000 $51.57 Direct F4
transaction CCMP Stock Options (Right to Buy) Options Exercise $0 -9,638 -100% $0* 0 22 Dec 2021 Common Stock 9,638 $39.29 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale to cover exercise price of, and taxes related to, cashless exercise of stock options.
F2 Directors' Annual (2013) Non-Qualified Stock Option Grant pursuant to 2012 Omnibus Incentive Plan ("OIP"); 100% vested on 3/5/2014.
F3 Directors' Annual (2014) Non-Qualified Stock Option Grant pursuant to 2012 Omnibus Incentive Plan ("OIP"); 100% vested on 3/4/2015.
F4 Directors' Annual (2015) Non-Qualified Stock Option Grant pursuant to 2012 Omnibus Incentive Plan ("OIP); 100% vested on 3/3/2016.
F5 Directors' Annual (2016) Non-Qualified Stock Option Grant pursuant to 2012 Omnibus Incentive Plan ("OIP); 100% vested on 3/8/2017.