Sandra Van Trease - 03 Jan 2022 Form 4 Insider Report for ENTERPRISE FINANCIAL SERVICES CORP (EFSC)

Role: Director
Signature: /s/ Sandra Van Trease
Issuer symbol: EFSC
Transactions as of: 03 Jan 2022
Net transactions value: $0
Form type: 4
Filing time: 05 Jan 2022, 12:16:21 UTC
Previous filing: 13 Dec 2021
Next filing: 15 Jul 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	EFSC	Common Stock	Options Exercise	$0	+2,404		$0.000000	2,404	03 Jan 2022	Direct
transaction	EFSC	Common Stock	Other	$0	+63	+2.6%	$0.000000	2,467	04 Jan 2022	Direct	F1
holding	EFSC	Common Stock						42,417	03 Jan 2022	By Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	EFSC	Phantom Stock	Options Exercise	$0	-2,404	-100%	$0.000000^*	0	03 Jan 2022	Common Stock	2,404		Direct	F2, F3
holding	EFSC	Phantom Stock						3,007	03 Jan 2022	Common Stock	3,007		Direct	F2, F4
holding	EFSC	Phantom Stock						2,311	03 Jan 2022	Common Stock	2,311		Direct	F2, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Dividend equivalent shares on deferred stock vesting.
F2	Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.
F3	Shares of common stock will be distributed on January 1, 2022, the deferral date identified by the director in accordance with the terms of the Plan.
F4	Shares of common stock will be distributed on January 1, 2023, the deferral date identified by the director in accordance with the terms of the Plan.
F5	Shares of common stock will be distributed on January 1, 2024, the deferral date identified by the director in accordance with the terms of the Plan.