Torran B. Nixon - 07 Feb 2022 Form 4 Insider Report for UMPQUA HOLDINGS CORP (UMPQ)

Role
Umpqua Bank President
Signature
/s/ Andrew H. Ognall, Attorney-in-Fact for Torran B. Nixon
Issuer symbol
UMPQ
Transactions as of
07 Feb 2022
Transactions value $
-$169,327
Form type
4
Date filed
08 Feb 2022, 17:17
Previous filing
07 Feb 2022
Next filing
02 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UMPQ Common Stock Tax liability -$80.6K -3.87K -2.11% $20.83 180K 07 Feb 2022 Direct F1
transaction UMPQ Common Stock Tax liability -$88.7K -4.26K -2.37% $20.83 175K 07 Feb 2022 Direct F1
transaction UMPQ Common Stock Award $0 +997 +0.57% $0.00 176K 07 Feb 2022 Direct F2, F3
transaction UMPQ Common Stock Disposed to Issuer $0 -749 -0.42% $0.00 176K 07 Feb 2022 Direct F3, F4
holding UMPQ Common Stock 1.39K 07 Feb 2022 by 401(k)
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Payment of a portion of the tax liability by delivering or withholding securities incident to the receipt or vesting of a security issued in accordance with Rule 16b-3.
F2 Additional shares issued under the PSA granted 2/4/19 due to the issuer's ROATCE performance above target.
F3 Not required.
F4 Shares forfeited under the PSA granted 2/4/19 due to the issuer's TSR performance below target.