David J. Neithercut - Dec 31, 2021 Form 5 Insider Report for EQUITY RESIDENTIAL (EQR)

Role
Director
Signature
/s/ Samantha Thompson, Attorney-in-fact
Stock symbol
EQR
Transactions as of
Dec 31, 2021
Transactions value $
$0
Form type
5
Date filed
2/14/2022, 03:16 PM
Previous filing
Nov 29, 2021
Next filing
Feb 7, 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EQR Operating Partnership Units Gift $0 -1.53K -100% $0.00* 0 Jan 29, 2021 Common Shares Of Beneficial Interest 1.53K $0.00 Grantor Trusts B F1, F2, F3
transaction EQR Operating Partnership Units Gift $0 +1.53K +0.37% $0.00 414K Jan 29, 2021 Common Shares Of Beneficial Interest 1.53K $0.00 Direct F2
transaction EQR Operating Partnership Units Gift $0 -8.68K -100% $0.00* 0 Jan 29, 2021 Common Shares Of Beneficial Interest 8.68K $0.00 Grantor Trusts B F2, F3, F4
transaction EQR Operating Partnership Units Gift $0 +1.53K +0.37% $0.00 414K Jan 29, 2021 Common Shares Of Beneficial Interest 1.53K $0.00 Direct F2
transaction EQR Operating Partnership Units Gift $0 -1.53K -100% $0.00* 0 Jan 29, 2021 Common Shares Of Beneficial Interest 1.53K $0.00 Grantor Trusts E F1, F2, F5
transaction EQR Operating Partnership Units Gift $0 -8.68K -100% $0.00* 0 Jan 29, 2021 Common Shares Of Beneficial Interest 8.68K $0.00 Grantor Trusts E F2, F5, F6
transaction EQR Operating Partnership Units Gift $0 +1K $0.00 135 Aug 23, 2021 Common Shares Of Beneficial Interest 1K $0.00 2020 DN GRAT F2, F7
transaction EQR Operating Partnership Units Gift $0 -1K -1.01% $0.00 98K Aug 23, 2021 Common Shares Of Beneficial Interest 1K $0.00 LLC F2, F8, F9
transaction EQR Operating Partnership Units Gift $0 -865 -86.5% $0.00 135 Aug 23, 2021 Common Shares Of Beneficial Interest 865 $0.00 2020 DN GRAT F1, F2, F7
transaction EQR Operating Partnership Units Gift $0 +865 +0.21% $0.00 414K Aug 23, 2021 Common Shares Of Beneficial Interest 865 $0.00 Direct F2
transaction EQR Operating Partnership Units Gift $0 -1K -1.01% $0.00 98K Aug 23, 2021 Common Shares Of Beneficial Interest 1K $0.00 LLC F2, F8, F9
transaction EQR Operating Partnership Units Gift $0 +1K $0.00 448 Aug 23, 2021 Common Shares Of Beneficial Interest 1K $0.00 2020A DN GRAT F2, F7
transaction EQR Operating Partnership Units Gift $0 -552 -55.2% $0.00 448 Aug 23, 2021 Common Shares Of Beneficial Interest 552 $0.00 2020A DN GRAT F1, F2, F7
transaction EQR Operating Partnership Units Gift $0 +552 +0.13% $0.00 414K Aug 23, 2021 Common Shares Of Beneficial Interest 552 $0.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction involved a gift of OP Units by a grantor retained annuity trust to the reporting person.
F2 The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.
F3 Represents OP Units beneficially owned by grantor retained annuity trusts for the benefit of the reporting person's son. The inclusion of these OP Units in this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F4 This transaction involved a gift of OP Units by a grantor retained annuity trust to a trust for the benefit of the reporting person's son.
F5 Represents OP Units beneficially owned by grantor retained annuity trusts for the benefit of the reporting person's daughter. The inclusion of these OP Units in this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F6 This transaction involved a gift of OP Units by a grantor retained annuity trust to a trust for the benefit of the reporting person's daughter.
F7 Represents OP Units beneficially owned by a grantor retained annuity trust for the benefit of the reporting person.
F8 This transaction involved a gift of OP Units by a limited liability company of which the reporting person is the manager to a grantor retained annuity trust for the benefit of the reporting person.
F9 Represents OP Units beneficially owned by a limited liability company, of which the reporting person is the manager.