Santos Bernerd Da - 18 Feb 2022 Form 4 Insider Report for AES CORP (AES)

Role
EVP and COO
Signature
/s/ Paul Freedman, attorney-in-fact
Issuer symbol
AES
Transactions as of
18 Feb 2022
Net transactions value
-$70,009
Form type
4
Filing time
22 Feb 2022, 16:42:51 UTC
Previous filing
12 Aug 2021
Next filing
24 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AES Common Stock Tax liability $38,714 -1,821 -0.9% $21.26 201,307 18 Feb 2022 Direct F1
transaction AES Common Stock Tax liability $31,295 -1,472 -0.73% $21.26 199,835 18 Feb 2022 Direct F2
holding AES Common Stock 28,386 18 Feb 2022 by 401(k) F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 21, 2020.
F2 Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 19, 2021.
F3 Since the last Form 4 filing on August 12, 2021, the reporting person acquired 544 additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated February 18, 2022.

Remarks:

Exhibit 24.1 Power of Attorney