Penelope M. Conner - 24 Feb 2022 Form 4 Insider Report for EVERSOURCE ENERGY (ES)

Role
EVP-Cust Exp & Energy Strategy
Signature
/s/ Kerry J. Tomasevich, attorney-in-fact for Ms. Conner
Issuer symbol
ES
Transactions as of
24 Feb 2022
Transactions value $
-$85,598
Form type
4
Filing time
28 Feb 2022, 15:42:48 UTC
Previous filing
17 Feb 2022
Next filing
12 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ES Common Shares, $5.00 par value Tax liability -$85,597 -1,074 -8.93% $79.7 10,957 24 Feb 2022 Direct F1, F2
transaction ES Common Shares, $5.00 par value Award $0 +3,645 +41.06% $0 12,522 02 Feb 2022 Direct F2, F3, F4
holding ES Common Shares, $5.00 par value 403 24 Feb 2022 By 401k Plan Trustee F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ES Phantom Shares 12,347 24 Feb 2022 Common Shares, $5.00 par value 12,347 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Disposition of common shares to satisfy tax withholding obligations.
F2 Includes restricted share units and dividend equivalents thereon.
F3 This line re-reports a line from a Form 4 filed by the reporting person on February 4, 2022 to reflect the number of dividend equivalents received in connection with the performance share award determined on February 2, 2022 because the original report inadvertently misreported the dividends.
F4 Performance shares and dividend equivalent shares for the 2019-2021 Long-Term Incentive Program as determined on February 2, 2022.
F5 Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.
F6 Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified plan, that is nominally invested as common shares. Each phantom share represents the right to receive one common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents and are exempt from the line item reporting under SEC rule 16a-11.