Dean Michael Klisura - 28 Feb 2022 Form 4 Insider Report for MARSH & MCLENNAN COMPANIES, INC. (MMC)

Role
President & CEO, Guy Carpenter
Signature
/s/ Connnor Kuratek, Attorney-in-fact
Issuer symbol
MMC
Transactions as of
28 Feb 2022
Transactions value $
-$700,940
Form type
4
Filing time
02 Mar 2022, 15:20:46 UTC
Previous filing
24 Feb 2022
Next filing
13 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MMC Common Stock Options Exercise $0 +8.23K +32.11% $0.00 33.8K 28 Feb 2022 Direct F1
transaction MMC Common Stock Tax liability -$701K -4.55K -13.45% $153.99 29.3K 28 Feb 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MMC Restricted Stock Units Options Exercise $0 -8.23K -44.49% $0.00 10.3K 28 Feb 2022 Common Stock 8.23K Direct F2, F3
holding MMC Restricted Stk. Units (SSIP) 1.58K 28 Feb 2022 Common Stock 1.58K Direct F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting and distribution to reporting person of 8,226 shares underlying restricted stock units of which 4,552 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 8,226 shares underlying restricted stock units relate to 1,377 restricted stock units that were granted on February 19, 2019, 4,029 restricted stock units relating to performance stock units that were granted on February 19, 2019 for the performance period 2019-2021, 1,402 restricted stock units that were granted on February 19, 2020 and 1,418 restricted stock units that were granted on February 22, 2021.
F2 The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
F3 Not Applicable.
F4 Reflects additional notional shares acquired by the Marsh & McLennan Companies Supplemental Savings & Investment Plan (SSIP) at prevailing market prices. Information reported herein is based on reporting person's Plan Statement as of March 1, 2022.