GREGORY E. JOHNSON - 30 Sep 2022 Form 5 Insider Report for FRANKLIN RESOURCES INC (BEN)

Signature
/s/ Gregory E. Johnson
Issuer symbol
BEN
Transactions as of
30 Sep 2022
Transactions value $
$0
Form type
5
Filing time
27 Oct 2022, 14:48:42 UTC
Previous filing
14 Dec 2021
Next filing
07 Nov 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BEN Common Stock, par value $.10 Gift $0 +884 +0.04% $0.00 2.31M 13 Dec 2021 Direct
transaction BEN Common Stock, par value $.10 Gift $0 +1.77K +0.73% $0.00 245K 13 Dec 2021 By Children or As Trustee For Children F1
transaction BEN Common Stock, par value $.10 Gift $0 +884 +4.03% $0.00 22.8K 13 Dec 2021 By Spouse F2
holding BEN Common Stock, par value $.10 6.57K 30 Sep 2022 By 401(k) F3
holding BEN Common Stock, par value $.10 2.57M 30 Sep 2022 By Business Limited Partnership F4
holding BEN Common Stock, par value $.10 8.1K 30 Sep 2022 By Business Trust F5
holding BEN Common Stock, par value $.10 396K 30 Sep 2022 By Venture Limited Partnership F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held by Reporting Person's children or by Reporting Person as trustee for his children. Reporting Person disclaims beneficial ownership of such shares.
F2 Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.
F3 Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of September 30, 2022.
F4 Business limited partnership under control of Reporting Person.
F5 Business trust for the benefit of Reporting Person and Reporting Person's children.
F6 Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.