Charles B. Johnson - Sep 30, 2022 Form 5 Insider Report for FRANKLIN RESOURCES INC (BEN)

Role
10%+ Owner
Signature
/s/ Charles B. Johnson
Stock symbol
BEN
Transactions as of
Sep 30, 2022
Transactions value $
$0
Form type
5
Date filed
10/31/2022, 03:50 PM
Previous filing
Nov 1, 2021
Next filing
Feb 10, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BEN Common Stock, par value $.10 Gift $0 -20.5K -0.02% $0.00 87.6M Dec 13, 2021 Direct F1
transaction BEN Common Stock, par value $.10 Gift $0 -965K -1.09% $0.00 87.6M Dec 28, 2021 Direct F1
transaction BEN Common Stock, par value $.10 Other $0 +78.4K +0.09% $0.00 87.6M Jun 21, 2022 Direct F1, F2
holding BEN Common Stock, par value $.10 22.1K Sep 30, 2022 By 401(k) F3
holding BEN Common Stock, par value $.10 4.06M Sep 30, 2022 By IRA
holding BEN Common Stock, par value $.10 2.17M Sep 30, 2022 By Spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Not applicable.
F2 Reporting Person received the shares as annuity payments from the independent trustee of separate irrevocable grantor retained annuity trusts for estate planning purposes.
F3 Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of September 30, 2022.