Charles B. Johnson - Sep 30, 2022 Form 5 Insider Report for FRANKLIN RESOURCES INC (BEN)

Role: 10%+ Owner
Signature: /s/ Charles B. Johnson
Stock symbol: BEN
Transactions as of: Sep 30, 2022
Transactions value $: $0
Form type: 5
Date filed: 10/31/2022, 03:50 PM
Previous filing: Nov 1, 2021
Next filing: Feb 10, 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	BEN	Common Stock, par value $.10	Gift	$0	-20.5K	-0.02%	$0.00	87.6M	Dec 13, 2021	Direct	F1
transaction	BEN	Common Stock, par value $.10	Gift	$0	-965K	-1.09%	$0.00	87.6M	Dec 28, 2021	Direct	F1
transaction	BEN	Common Stock, par value $.10	Other	$0	+78.4K	+0.09%	$0.00	87.6M	Jun 21, 2022	Direct	F1, F2
holding	BEN	Common Stock, par value $.10						22.1K	Sep 30, 2022	By 401(k)	F3
holding	BEN	Common Stock, par value $.10						4.06M	Sep 30, 2022	By IRA
holding	BEN	Common Stock, par value $.10						2.17M	Sep 30, 2022	By Spouse

Showing 1 to 6 of 6 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Not applicable.
F2	Reporting Person received the shares as annuity payments from the independent trustee of separate irrevocable grantor retained annuity trusts for estate planning purposes.
F3	Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of September 30, 2022.