Karleen Marie Oberton - Nov 1, 2022 Form 4 Insider Report for HOLOGIC INC (HOLX)

Role
Chief Financial Officer
Signature
/s/ Mark W. Irving, attorney-in-fact for Ms. Oberton
Stock symbol
HOLX
Transactions as of
Nov 1, 2022
Transactions value $
-$490,437
Form type
4
Date filed
11/3/2022, 04:50 PM
Previous filing
Mar 21, 2022
Next filing
Nov 9, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HOLX Common Stock Award +20.9K +19.7% 127K Nov 1, 2022 Direct F1, F2, F3
transaction HOLX Common Stock Options Exercise $286K +7.16K +5.64% $39.96 134K Nov 1, 2022 Direct F3
transaction HOLX Common Stock Options Exercise $278K +7.39K +5.52% $37.64 141K Nov 1, 2022 Direct F3
transaction HOLX Common Stock Sale -$1.05M -14.5K -10.29% $72.50 127K Nov 1, 2022 Direct F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HOLX Non-qualified Stock Option (Right to Buy) Options Exercise $0 -7.16K -100% $0.00* 0 Nov 1, 2022 Common Stock 7.16K $39.96 Direct F5
transaction HOLX Non-qualified Stock Option (Right to Buy) Options Exercise $0 -7.39K -100% $0.00* 0 Nov 1, 2022 Common Stock 7.39K $37.64 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents performance stock units as to which the performance criteria has been satisfied but which remain subject to service-based vesting requirements.
F2 Performance stock units are settled in shares of common stock on a one-for-one basis.
F3 Includes 41,121 restricted stock units/performance stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan.
F4 Transaction pursuant to an existing 10b5-1 trading plan.
F5 This option to purchase common stock became exercisable in equal installments on each of the first four anniversaries of the grant date, November 5, 2015.
F6 This option to purchase common stock became exercisable in equal installments on each of the first four anniversaries of the grant date, December 1, 2016.