Gregory J. Hartz - 23 Sep 2021 Form 4 Insider Report for TOMPKINS FINANCIAL CORP (TMP)

Role
EVP, Pres.&CEO Tompkins Trust
Signature
/s/ Gregory J. Hartz
Issuer symbol
TMP
Transactions as of
23 Sep 2021
Transactions value $
-$135,913
Form type
4
Filing time
08 Nov 2022, 11:14:32
Previous filing
30 Aug 2021
Next filing
08 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TMP Common Stock Small acquisition under Rule 16a-6 $100.00 +1.29 +6.7% $77.39 20.6 23 Sep 2021 As Custodian FBO Andrew Chase UGMA/NY F1
transaction TMP Common Stock Sale -$129K -1.57K -6.31% $82.26 23.4K 04 Nov 2022 Direct
transaction TMP Common Stock Tax liability -$6.54K -78 -0.33% $83.79 23.3K 04 Nov 2022 Direct F2
holding TMP Common Stock 5.43K 23 Sep 2021 by 401(k)/ISOP
holding TMP Common Stock 3.47K 23 Sep 2021 by ESOP
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Optional cash purchase through Tompkins Financial Dividend Reinvestment and Stock Puchase and Sale Plan.
F2 Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.