Leila Zhang - 11 Nov 2022 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief Technology Officer
Signature
/s/ Pingping Liu, Power of Attorney
Issuer symbol
YUMC
Transactions as of
11 Nov 2022
Net transactions value
-$62,936
Form type
4
Filing time
15 Nov 2022, 05:05:15 UTC
Previous filing
19 Sep 2022
Next filing
22 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $34,637 +1,823 +24% $19.00 9,575 11 Nov 2022 Direct
transaction YUMC Common Stock Sale $62,933 -1,176 -12% $53.51 8,399 11 Nov 2022 Direct F1
transaction YUMC Common Stock Disposed to Issuer $34,640 -647 -7.7% $53.54 7,752 11 Nov 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Stock Appreciation Right Options Exercise $0 -1,823 -100% $0.000000* 0 11 Nov 2022 Common Stock 1,823 $19.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $53.511 to $53.53. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F2 Vested in full.