| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PRU | Common Stock | Sale | -$686,763 | -6,300 | -57.3% | $109.01 | 4,691 | 15 Nov 2022 | Direct | F1 |
| transaction | PRU | Common Stock | Options Exercise | $43,899 | +502 | +10.7% | $87.45 | 5,193 | 15 Nov 2022 | Direct | |
| transaction | PRU | Common Stock | Sale | -$49,763 | -456 | -8.78% | $109.13 | 4,737 | 15 Nov 2022 | Direct | F2 |
| transaction | PRU | Common Stock | Options Exercise | $131,564 | +1,685 | +35.6% | $78.08 | 6,422 | 15 Nov 2022 | Direct | |
| transaction | PRU | Common Stock | Sale | -$159,111 | -1,458 | -22.7% | $109.13 | 4,964 | 15 Nov 2022 | Direct | F2 |
| transaction | PRU | Common Stock | Options Exercise | $267,523 | +4,207 | +84.8% | $63.59 | 9,171 | 15 Nov 2022 | Direct | |
| transaction | PRU | Common Stock | Sale | -$367,113 | -3,364 | -36.7% | $109.13 | 5,807 | 15 Nov 2022 | Direct | F2, F3 |
| holding | PRU | Common Stock | 1,254 | 15 Nov 2022 | By 401(k) | F4 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PRU | 3/11/2014 Employee Stock Option (right to buy) | Options Exercise | $0 | -502 | -100% | $0.000000* | 0 | 15 Nov 2022 | Common Stock | 502 | $87.45 | Direct | F5 |
| transaction | PRU | 2015 Employee Stock Option (Right to Buy) | Options Exercise | $0 | -1,685 | -100% | $0.000000* | 0 | 15 Nov 2022 | Common Stock | 1,685 | $78.08 | Direct | F6 |
| transaction | PRU | 2016 Employee Stock Option (Right to Buy) | Options Exercise | $0 | -4,207 | -100% | $0.000000* | 0 | 15 Nov 2022 | Common Stock | 4,207 | $63.59 | Direct | F7 |
| Id | Content |
|---|---|
| F1 | The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $108.99 to $109.03, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (1) to this Form 4. |
| F2 | The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $109.11 to $109.18, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (2) to this Form 4. |
| F3 | Following the transactions reported on this Form 4, Mr. Axel continues to hold 5,807 shares directly and 1,254 shares indirectly in a 401(k) account. Mr. Axel also holds an additional 1,485 Deferred Compensation shares, 10,115 vested stock options, 1,314 unvested stock options, 3,451 restricted stock units, and 14,438 target performance shares (the exact number awarded being dependent on achievement of performance goals). |
| F4 | Amount reported has been adjusted to include 51 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2021, and September 30, 2022, based on a plan statement dated September 30, 2022. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B). |
| F5 | The options vest in three equal annual installments beginning on March 11, 2015. |
| F6 | The options vest in three equal annual installments beginning on February 10, 2016. |
| F7 | The options vested in three equal annual installments beginning on February 9, 2017. |