DANIEL C. MCCONEGHY - 08 Dec 2022 Form 4 Insider Report for Johnson Controls International plc (JCI)

Signature
/s/ Leanne Michels, attorney-in-fact
Issuer symbol
JCI
Transactions as of
08 Dec 2022
Transactions value $
-$29,646
Form type
4
Filing time
09 Dec 2022, 16:27:57 UTC
Previous filing
08 Dec 2022
Next filing
12 Dec 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JCI Ordinary Shares Tax liability -$29.6K -444 -6.22% $66.77 6.7K 08 Dec 2022 Direct
transaction JCI Ordinary Shares Award $0 +1.87K +27.94% $0.00 8.57K 08 Dec 2022 Direct F1
holding JCI Ordinary Shares 2.02K 08 Dec 2022 by 401k plan trustee

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JCI Employee Stock Option (Right to Buy) Award $0 +6.86K $0.00 6.86K 08 Dec 2022 Ordinary Shares 6.86K $66.77 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects grant of restricted share units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversary of the grant date. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.
F2 Subject to acceleration upon certain events, options become exercisable in two equal installments, on each of the second and third anniversary of grant date.