Reshma P. Shetty - 15 Dec 2022 Form 4 Insider Report for Ginkgo Bioworks Holdings, Inc. (DNA)

Role
President, COO & Founder, Director, 10%+ Owner
Signature
/s/ Karen Tepichin, Attorney-in-Fact
Issuer symbol
DNA
Transactions as of
15 Dec 2022
Transactions value $
-$658,608
Form type
4
Filing time
19 Dec 2022, 19:59:46 UTC
Previous filing
15 Dec 2022
Next filing
21 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DNA Class A Common Stock Sale -$167K -104K -0.54% $1.61 19.1M 15 Dec 2022 Direct F1
transaction DNA Class A Common Stock Sale -$167K -104K -0.54% $1.61 19.1M 15 Dec 2022 By Spouse F1
transaction DNA Class A Common Stock Conversion of derivative security +200K +1.05% 19.3M 15 Dec 2022 Direct F2, F3
transaction DNA Class A Common Stock Sale -$162K -101K -0.53% $1.60 19.2M 16 Dec 2022 Direct F1
transaction DNA Class A Common Stock Sale -$162K -101K -0.53% $1.60 19M 16 Dec 2022 By Spouse F1
transaction DNA Class A Common Stock Gift $0 -200K -1.04% $0.00 19M 19 Dec 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DNA Class B Common Stock Conversion of derivative security -200K -0.28% 70.2M 15 Dec 2022 Class A Common Stock 200K By Reshma Padmini Shetty Living Trust F3
holding DNA Class B Common Stock 2.32M 15 Dec 2022 Class A Common Stock 2.32M Direct F3
holding DNA Class B Common Stock 2.32M 15 Dec 2022 Class A Common Stock 2.32M By Spouse F3
holding DNA Class B Common Stock 70.2M 15 Dec 2022 Class A Common Stock 70.2M By Bartholomew Canton Living Trust F3
holding DNA Class B Common Stock 8.25M 15 Dec 2022 Class A Common Stock 8.25M By Reshma Padmini Shetty GRAT F3
holding DNA Class B Common Stock 8.25M 15 Dec 2022 Class A Common Stock 8.25M By Bartholomew Canton GRAT F3
holding DNA Class B Common Stock 1.29M 15 Dec 2022 Class A Common Stock 1.29M By The Asha S. Canton Irrevocable Trust F3
holding DNA Class B Common Stock 1.29M 15 Dec 2022 Class A Common Stock 1.29M By The Adhira S. Canton Irrevocable Trust F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares sold by the Reporting Person or the Reporting Person's spouse to cover tax withholding obligations in connection with the vesting of RSUs. Sales to cover tax withholding obligations in connection with the vesting of such securities do not represent discretionary trades by the Reporting Person or the Reporting Person's spouse. The Issuer's equity incentive plans allow the Issuer to require that satisfaction of tax withholding obligation to be funded by a "sell to cover" transaction.
F2 The transactions being reported herein relate to a charitable donation of shares of Class A Common Stock.
F3 Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

Remarks:

President, COO & Founder