WILLIAM C. VAN FAASEN - 19 Jan 2023 Form 4 Insider Report for EVERSOURCE ENERGY (ES)

Role
Trustee
Signature
/s/ Kerry J. Tomasevich, attorney-in-fact for Mr. Van Faasen
Issuer symbol
ES
Transactions as of
19 Jan 2023
Transactions value $
-$157,538
Form type
4
Filing time
20 Jan 2023, 10:06:02 UTC
Previous filing
19 Jan 2023
Next filing
27 Jul 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ES Common Shares, $5.00 par value Sale -$158K -1.94K -9.35% $81.08 18.8K 19 Jan 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ES Phantom Shares 36.5K 19 Jan 2023 Common Shares, $5.00 par value 36.5K Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2021.
F2 Includes restricted share units and dividend equivalents thereon.
F3 Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified plan, that is nominally invested as common shares. Each phantom share represents the right to receive one common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents and are exempt from the line item reporting under SEC rule 16a-11.