Elizabeth Rutledge - 29 Jan 2023 Form 4 Insider Report for AMERICAN EXPRESS CO (AXP)

Role: Chief Marketing Officer
Signature: /s/ Kristina V. Fink, attorney-in-fact
Issuer symbol: AXP
Transactions as of: 29 Jan 2023
Transactions value $: $1,036,617
Form type: 4
Filing time: 01 Feb 2023, 09:41:49 UTC
Previous filing: 07 Feb 2022
Next filing: 31 Jan 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AXP	Common Stock	Award	$1,821,489	+10,571	+16%	$172.31	76,985	29 Jan 2023	Direct	F1
transaction	AXP	Common Stock	Tax liability	-$784,872	-4,555	-5.9%	$172.31	72,430	29 Jan 2023	Direct	F2
holding	AXP	Common Stock						2,113	29 Jan 2023	by 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AXP	Employee Stock Option (Right to Buy)	Award	$0	+11,614		$0	11,614	29 Jan 2023	Common Stock	11,614	$131.68	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person January 2020 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.
F2	The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F3	The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 1/29/2020. These options became exercisable on 1/29/2023 based on the Company's positive cumulative net income over the three year performance period.