David J. Neithercut - Dec 31, 2022 Form 5 Insider Report for EQUITY RESIDENTIAL (EQR)

Role
Director
Signature
/s/ Samantha Thompson, Attorney-in-fact
Stock symbol
EQR
Transactions as of
Dec 31, 2022
Transactions value $
$0
Form type
5
Date filed
2/10/2023, 03:11 PM
Previous filing
Dec 15, 2022
Next filing
Apr 4, 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EQR Operating Partnership Units Gift $0 -1.1K -1.14% $0.00 95.8K Aug 15, 2022 Common Shares Of Beneficial Interest 1.1K $0.00 LLC F1, F2, F3
transaction EQR Operating Partnership Units Gift $0 +1.1K $0.00 40 Aug 15, 2022 Common Shares Of Beneficial Interest 1.1K $0.00 2020 DN GRAT F2, F4
transaction EQR Operating Partnership Units Gift $0 -1.2K -96.76% $0.00 40 Aug 15, 2022 Common Shares Of Beneficial Interest 1.2K $0.00 2020 DN GRAT F2, F4, F5
transaction EQR Operating Partnership Units Gift $0 +1.2K +0.29% $0.00 418K Aug 15, 2022 Common Shares Of Beneficial Interest 1.2K $0.00 Direct F2
transaction EQR Operating Partnership Units Gift $0 -1.1K -1.14% $0.00 95.8K Aug 15, 2022 Common Shares Of Beneficial Interest 1.1K $0.00 LLC F1, F2, F3
transaction EQR Operating Partnership Units Gift $0 +1.1K $0.00 611 Aug 15, 2022 Common Shares Of Beneficial Interest 1.1K $0.00 2020A DN GRAT F2, F4
transaction EQR Operating Partnership Units Gift $0 -937 -60.53% $0.00 611 Aug 15, 2022 Common Shares Of Beneficial Interest 937 $0.00 2020A DN GRAT F2, F4, F5
transaction EQR Operating Partnership Units Gift $0 +937 +0.22% $0.00 418K Aug 15, 2022 Common Shares Of Beneficial Interest 937 $0.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction involved a gift of OP Units by a limited liability company of which the reporting person is the manager to a grantor retained annuity trust for the benefit of the reporting person.
F2 The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.
F3 Represents shares beneficially owned by a limited liability company, of which the reporting person is the manager.
F4 Represents OP Units beneficially owned by a grantor retained annuity trust for the benefit of the reporting person.
F5 This transaction involved a gift of OP Units by a grantor retained annuity trust to the reporting person.