David W. Gibbs - 11 Mar 2022 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role
Chief Executive Officer, Director
Signature
/s/ M. Gayle Hobson, POA
Issuer symbol
YUM
Transactions as of
11 Mar 2022
Net transactions value
-$1,487,221
Form type
4
Filing time
13 Feb 2023, 12:23:20 UTC
Previous filing
14 Feb 2022
Next filing
04 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Award $0 +41,364 +130% $0.000000 73,079 10 Feb 2023 Direct
transaction YUM Common Stock Tax liability $2,139,696 -16,295 -22% $131.31 56,784 10 Feb 2023 Direct
transaction YUM Common Stock Tax liability $304,902 -2,322 -3.7% $131.31 60,360 11 Feb 2023 Direct
transaction YUM Common Stock Options Exercise $774,457 +5,898 +10% $131.31 62,682 11 Feb 2023 Direct
holding YUM Common Stock 39,499 11 Mar 2022 Trust - DWG
holding YUM Common Stock 26,394 11 Mar 2022 Trust SJG

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUM Restricted Stock Units Other $32,202 +277 +0.49% $116.26 56,771 11 Mar 2022 Common Stock 277 $93.26 Direct F1
transaction YUM Restricted Stock Units Other $13,192 +113 +0.49% $116.26 23,256 11 Mar 2022 Common Stock 113 Direct F2, F3
transaction YUM Restricted Stock Units Other $32,360 +283 +0.5% $114.41 57,054 10 Jun 2022 Common Stock 283 $93.26 Direct F1
transaction YUM Restricted Stock Units Other $13,257 +116 +0.5% $114.41 23,372 10 Jun 2022 Common Stock 116 Direct F2, F3
transaction YUM Restricted Stock Units Other $32,520 +280 +0.49% $116.09 57,334 09 Sep 2022 Common Stock 280 $93.26 Direct F1
transaction YUM Restricted Stock Units Other $13,322 +115 +0.49% $116.09 23,487 09 Sep 2022 Common Stock 115 Direct F2, F3
transaction YUM Restricted Stock Units Other $32,680 +256 +0.45% $127.71 57,590 09 Dec 2022 Common Stock 256 $93.26 Direct F1
transaction YUM Restricted Stock Units Other $13,388 +105 +0.45% $127.71 23,592 09 Dec 2022 Common Stock 105 Direct F2, F3
transaction YUM Stock Appreciation Right Award $0 +96,058 $0.000000 96,058 10 Feb 2023 Common Stock 96,058 $131.31 Direct F3
transaction YUM Restricted Stock Units Award $0 +21,895 $0.000000 21,895 10 Feb 2023 Common Stock 21,895 $131.31 Direct F3, F4
transaction YUM Restricted Stock Units Options Exercise $0 -5,898 -25% $0.000000 17,694 11 Feb 2023 Common Stock 5,898 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This grant does not have an expiration date.
F2 Conversion occurs on a one-for-one basis.
F3 Vesting occurs 25% per year beginning one year from grant date.
F4 The final distribution under this grant will occur four years from the grant date. There are no specified expiration dates for this grant.