John C. Butler Jr - Feb 21, 2023 Form 4 Insider Report for NACCO INDUSTRIES INC (NC)

Role
President & CEO, Director, Member of a Group
Signature
/s/ Matthew J. Dilluvio, attorney-in-fact
Stock symbol
NC
Transactions as of
Feb 21, 2023
Transactions value $
$0
Form type
4
Date filed
2/23/2023, 08:18 AM
Previous filing
Feb 10, 2023
Next filing
Apr 4, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NC Class A Common Stock Award +57.3K +25.61% 281K Feb 21, 2023 By Trust F1, F2, F3
transaction NC Class A Common Stock Tax liability -9.56K -3.41% 271K Feb 21, 2023 By Trust F2, F3, F4
holding NC Class A Common Stock 2.19K Feb 21, 2023 By Spouse/Trust F5
holding NC Class A Common Stock 9.05K Feb 21, 2023 By RAII/Child 1 F6
holding NC Class A Common Stock 4.08K Feb 21, 2023 By Trust-Child 1 F7
holding NC Class A Common Stock 9.21K Feb 21, 2023 By RAII/Child 2 F6
holding NC Class A Common Stock 3.93K Feb 21, 2023 By Trust-Child 2 F7
holding NC Class A Common Stock 68.1K Feb 21, 2023 By Spouse/Trust F8
holding NC Class A Common Stock 2.8K Feb 21, 2023 By IRA F9
holding NC Class A Common Stock 4.05K Feb 21, 2023 By Trust/Daughter F10
holding NC Class A Common Stock 4.06K Feb 21, 2023 By Trust/Son F11

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NC Class B Common Stock 7.86K Feb 21, 2023 Class A Common Stock 7.86K By Spouse/Trust F2, F5
holding NC Class B Common Stock 26.2K Feb 21, 2023 Class A Common Stock 26.2K By Spouse/RAI F2, F12
holding NC Class B Common Stock 42.5K Feb 21, 2023 Class A Common Stock 42.5K to Spouse by RAIV (B) F2
holding NC Class B Common Stock 9.2K Feb 21, 2023 Class A Common Stock 9.2K By Spouse/Trust F2, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock awarded to the Reporting Person under the Company's Executive Long-Term Incentive Compensation Plan.
F2 N/A
F3 Reporting Person serves as Trustee of the J.C. Butler, Jr. Revocable Trust.
F4 Cashless Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her Long-Term Incentive Plan Stock Award.
F5 Held by BTR 2020 GST Trust for the benefit of Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares.
F6 Represents the Reporting Person's child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares.
F7 Held by Trust, John C. Butler, Jr., Trustee, for the benefit of Reporting Person's minor child. Reporting Person disclaims beneficial ownership of all such shares.
F8 Held by Trust for the benefit of Reporting Person's Spouse. Reporting Person disclaims beneficial ownership of all such shares.
F9 Held in an Individual Retirement Account for the benefit of the Reporting Person.
F10 Reporting Person's spouse serves as trustee of the JCB 2020 GST Trust for the benefit of Clara R. Butler.
F11 Reporting Person's spouse serves as trustee of the JCB 2020 GST Trust for the benefit of Griffin B. Butler.
F12 Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P.