Alexander Aravanis - Feb 21, 2023 Form 4 Insider Report for ILLUMINA, INC. (ILMN)

Role
SVP, Chief Technology Officer
Signature
By: Robert Maynes for Alexander Aravanis
Stock symbol
ILMN
Transactions as of
Feb 21, 2023
Transactions value $
-$1,878,841
Form type
4
Date filed
2/23/2023, 05:08 PM
Previous filing
Nov 8, 2022
Next filing
Mar 3, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ILMN Common Stock Options Exercise $0 +9.29K +318% $0.00 12.2K Feb 21, 2023 Direct F1, F2
transaction ILMN Common Stock Tax liability -$790K -3.89K -31.88% $202.84 8.32K Feb 21, 2023 Direct
transaction ILMN Common Stock Sale -$620K -3.08K -37% $201.42 5.24K Feb 22, 2023 Direct F3, F4
transaction ILMN Common Stock Sale -$469K -2.32K -44.26% $202.16 2.92K Feb 22, 2023 Direct F3, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ILMN Performance Shares Options Exercise $0 -9.29K -100% $0.00* 0 Feb 21, 2023 Common Stock 9.29K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of stock awarded as a result of the Company achieving at least 94% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on July 6, 2020.
F2 Balance includes 65 shares acquired through Employee Stock Purchase Plan.
F3 The sale was made pursuant to a 10b5-1 plan.
F4 Weighted average sale price representing 3,078 shares sold ranging from $200.88 to $201.85 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F5 Weighted average sale price representing 2,320 shares sold ranging from $201.89 to $202.65 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.