Doug Jones - Feb 23, 2023 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Role
President & Chief Mtg Bkg Ofcr
Signature
/s/ Derek W. Stark, attorney-in-fact for Mr. Jones
Stock symbol
PFSI
Transactions as of
Feb 23, 2023
Transactions value $
-$143,584
Form type
4
Date filed
2/27/2023, 05:13 PM
Previous filing
Feb 22, 2023
Next filing
Feb 28, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFSI Common Stock Tax liability -$144K -2.36K -9.09% $60.97 23.6K Feb 23, 2023 Direct F1, F2
holding PFSI Common Stock 30K Feb 23, 2023 Jones A LLC
holding PFSI Common Stock 30K Feb 23, 2023 Jones B LLC
holding PFSI Common Stock 17.5K Feb 23, 2023 The Jones Family Trust
holding PFSI Common Stock 505K Feb 23, 2023 GR Family Investments LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld for taxes upon vesting of restricted stock units.
F2 The reported amount consists of 19,696 restricted stock units and 3,858 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting.