Nicole M. Iannacone - Feb 28, 2023 Form 4 Insider Report for ENTERPRISE FINANCIAL SERVICES CORP (EFSC)

Role
EVP, Chief Legal Officer
Signature
/s/ Nicole M. Iannacone
Stock symbol
EFSC
Transactions as of
Feb 28, 2023
Transactions value $
$0
Form type
4
Date filed
3/2/2023, 12:18 PM
Previous filing
Feb 1, 2023
Next filing
Jun 7, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding EFSC Common Stock 7.77K Feb 28, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EFSC Restricted Share Units Award $0 +1.02K $0.00 1.02K Feb 28, 2023 Common Stock 1.02K Direct F3, F7
transaction EFSC Non Qualified Stock Option (Right to Buy) Award $0 +4.99K $0.00 4.99K Feb 28, 2023 Common Stock 4.99K $54.46 Direct F8
holding EFSC Non Qualified Stock Option (Right to Buy) 4.52K Feb 28, 2023 Common Stock 4.52K $43.81 Direct F1
holding EFSC Non Qualified Stock Option (Right to Buy) 4.95K Feb 28, 2023 Common Stock 4.95K $48.34 Direct F2
holding EFSC Restricted Share Units 857 Feb 28, 2023 Common Stock 857 Direct F3, F4
holding EFSC Restricted Share Units 874 Feb 28, 2023 Common Stock 874 Direct F3, F5
holding EFSC Restricted Share Units 9.98K Feb 28, 2023 Common Stock 9.98K Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option becomes exercisable after a three year period on 2/25/24.
F2 This option becomes exercisable after a three year period on 2/24/25.
F3 The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
F4 The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person.
F5 The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.
F6 The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
F7 The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.
F8 The option becomes exercisable after a three year period on 2/28/26.