Robert Axel - 28 Feb 2023 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
SVP and Controller
Signature
/s/ Richard J. Baker, attorney-in-fact
Issuer symbol
PRU
Transactions as of
28 Feb 2023
Transactions value $
-$50,200
Form type
4
Filing time
02 Mar 2023, 14:52:07 UTC
Previous filing
16 Feb 2023
Next filing
20 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +860 +10% $0 9,265 28 Feb 2023 Direct F1
transaction PRU Common Stock Tax liability -$28,300 -283 -3.1% $100 8,982 28 Feb 2023 Direct F2
transaction PRU Common Stock Options Exercise $0 +577 +6.4% $0 9,559 28 Feb 2023 Direct F1
transaction PRU Common Stock Tax liability -$21,900 -219 -2.3% $100 9,340 28 Feb 2023 Direct F2
holding PRU Common Stock 1,267 28 Feb 2023 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2021 Restricted Stock Units Options Exercise $0 -860 -50% $0 860 28 Feb 2023 Common Stock 860 Direct F3, F4
transaction PRU 2022 Restricted Stock Units Options Exercise $0 -577 -33% $0 1,154 28 Feb 2023 Common Stock 577 $0 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of previously awarded restricted stock units.
F2 Represents shares withheld for the payment of taxes.
F3 The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.
F5 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.