KENNETH TANJI - 28 Feb 2023 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
EVP and CFO
Signature
/s/ Danny Fiore, attorney-in-fact
Issuer symbol
PRU
Transactions as of
28 Feb 2023
Transactions value $
-$297,600
Form type
4
Filing time
02 Mar 2023, 16:53:23 UTC
Previous filing
16 Feb 2023
Next filing
26 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +3.68K +8.38% $0.00 47.7K 28 Feb 2023 Direct F1
transaction PRU Common Stock Tax liability -$178K -1.78K -3.74% $100.00 45.9K 28 Feb 2023 Direct F2
transaction PRU Common Stock Options Exercise $0 +2.47K +5.39% $0.00 48.3K 28 Feb 2023 Direct F1
transaction PRU Common Stock Tax liability -$119K -1.19K -2.47% $100.00 47.2K 28 Feb 2023 Direct F2
holding PRU Common Stock 48 28 Feb 2023 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2021 Restricted Stock Units Options Exercise $0 -3.68K -47.12% $0.00 4.14K 28 Feb 2023 Common Stock 3.68K Direct F3, F4
transaction PRU 2022 Restricted Stock Units Options Exercise $0 -2.47K -33.32% $0.00 4.95K 28 Feb 2023 Common Stock 2.47K $0.00 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of previously awarded restricted stock units.
F2 Represents shares withheld for the payment of taxes.
F3 The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.
F5 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.