David W. Gibbs - Mar 27, 2023 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role
Chief Executive Officer, Director
Signature
/s/ M. Gayle Hobson, POA
Stock symbol
YUM
Transactions as of
Mar 27, 2023
Transactions value $
-$479,620
Form type
4
Date filed
3/28/2023, 04:17 PM
Previous filing
Dec 20, 2023
Next filing
Apr 4, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Options Exercise $154K +3.07K +5.08% $50.22 63.4K Mar 27, 2023 Direct F1
transaction YUM Common Stock Disposed to Issuer -$154K -1.21K -1.9% $127.83 62.2K Mar 27, 2023 Direct F2
transaction YUM Common Stock Sale -$239K -1.86K -2.99% $128.43 60.4K Mar 27, 2023 Direct F3
transaction YUM Common Stock Options Exercise $155K +50.2 +0.08% $3,085.00* 60.4K Mar 27, 2023 Direct F4
transaction YUM Common Stock Disposed to Issuer -$155K -1.21K -2.01% $127.83 59.2K Mar 27, 2023 Direct F5
transaction YUM Common Stock Sale -$241K -1.87K -3.16% $128.43 57.3K Mar 27, 2023 Direct F6
holding YUM Common Stock 39.5K Mar 27, 2023 Trust - DWG
holding YUM Common Stock 26.4K Mar 27, 2023 Trust SJG

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUM Stock Appreciation Right Options Exercise $0 -3.07K -9.09% $0.00 30.7K Mar 27, 2023 Common Stock 3.07K $50.22 Direct F1, F7
transaction YUM Stock Appreciation Right Options Exercise $0 -50.2 -0.15% $0.00 33.9K Mar 27, 2023 Common Stock 50.2 $50.22 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant 10b5-1 plan.
F2 Pursuant to 10b5-1 Plan
F3 Pursuant to 10b5-1 Plan
F4 Pursuant to 10b5-1 plan
F5 Pursuant to 10b5-1 plan
F6 Pursuant to 10b5-1 plan.
F7 Vesting occurs on a quarterly basis beginning one year from grant date.