Jaya Goyal - 24 Mar 2023 Form 4 Insider Report for PepGen Inc. (PEPG)

Role: EVP, Res. & Preclin. Dev.
Signature: /s/ Noel Donnelly, as Attorney-in-Fact
Issuer symbol: PEPG
Transactions as of: 24 Mar 2023
Net transactions value: -$3,575
Form type: 4
Filing time: 28 Mar 2023, 19:36:05 UTC
Previous filing: 02 Mar 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PEPG	Common Stock	Options Exercise	$4,265	+392		$10.88	392	24 Mar 2023	Direct	F1
transaction	PEPG	Common Stock	Sale	$7,840	-392	-100%	$20.00	0	24 Mar 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	PEPG	Stock Option (Right to Buy)	Options Exercise	$0	-392	-0.27%	$0.000000	143,804	24 Mar 2023	Common Stock	392	$10.88	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2022.
F2	This option shall vest as follows: twenty-five percent (25%) on the one-year anniversary of the Grant Date and the remainder vesting in thirty-six (36) equal monthly installments, subject to the option recipient's continued service or employment with the Company on each applicable vesting date.