Diane D. Torcello - May 1, 2023 Form 3 Insider Report for TOMPKINS FINANCIAL CORP (TMP)

Role
EVP & President, Tompkins WNY
Signature
/s/ Diane D. Torcello
Stock symbol
TMP
Transactions as of
May 1, 2023
Transactions value $
$0
Form type
3
Date filed
5/1/2023, 12:01 PM
Next filing
Nov 14, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding TMP Common Stock 4.17K May 1, 2023 Direct
holding TMP Common Stock 1.58K May 1, 2023 By ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding TMP Stock Appreciation Rights (SAR) May 1, 2023 Common Stock 1.01K $49.22 Direct F1
holding TMP Stock Appreciation Rights (SAR) May 1, 2023 Common Stock 690 $56.29 Direct F1
holding TMP Stock Appreciation Rights (SAR) May 1, 2023 Common Stock 250 $76.90 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.
F2 Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a five-year vesting schedule, with 0% vesting in year one and 25% vesting in years two through five. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.