-
Signature
-
/s/ M. Gayle Hobson, POA
-
Stock symbol
-
YUM
-
Transactions as of
-
May 15, 2023
-
Transactions value $
-
-$544,601
-
Form type
-
4
-
Date filed
-
5/16/2023, 05:20 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
YUM |
Common Stock |
Options Exercise |
$154K |
+3.07K |
+5.35% |
$50.22 |
60.4K |
May 15, 2023 |
Direct |
F1 |
| transaction |
YUM |
Common Stock |
Disposed to Issuer |
-$154K |
-1.11K |
-1.84% |
$138.51 |
59.3K |
May 15, 2023 |
Direct |
F2 |
| transaction |
YUM |
Common Stock |
Sale |
-$271K |
-1.95K |
-3.3% |
$138.90 |
57.3K |
May 15, 2023 |
Direct |
F3 |
| transaction |
YUM |
Common Stock |
Options Exercise |
$155K |
+3.09K |
+5.38% |
$50.22 |
60.4K |
May 15, 2023 |
Direct |
F4 |
| transaction |
YUM |
Common Stock |
Disposed to Issuer |
-$155K |
-1.12K |
-1.85% |
$138.51 |
59.3K |
May 15, 2023 |
Direct |
F5 |
| transaction |
YUM |
Common Stock |
Sale |
-$273K |
-1.97K |
-3.32% |
$138.90 |
57.3K |
May 15, 2023 |
Direct |
F6 |
| holding |
YUM |
Common Stock |
|
|
|
|
|
39.5K |
May 15, 2023 |
Trust - DWG |
|
| holding |
YUM |
Common Stock |
|
|
|
|
|
26.4K |
May 15, 2023 |
Trust SJG |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
YUM |
Stock Appreciation Right |
Options Exercise |
$0 |
-3.07K |
-11.11% |
$0.00 |
24.5K |
May 15, 2023 |
Common Stock |
3.07K |
$50.22 |
Direct |
F1, F7 |
| transaction |
YUM |
Stock Appreciation Right |
Options Exercise |
$0 |
-3.09K |
-10.02% |
$0.00 |
27.7K |
May 15, 2023 |
Common Stock |
3.09K |
$50.22 |
Direct |
F4 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: