Randall J. Erickson - 04 Aug 2023 Form 4 Insider Report for ASSOCIATED BANC-CORP (ASB)

Role
Executive Vice President
Signature
/s/ Lynn M. Floeter, attorney-in-fact for Randall J. Erickson
Issuer symbol
ASB
Transactions as of
04 Aug 2023
Transactions value $
-$52,143
Form type
4
Filing time
07 Aug 2023, 15:47:14 UTC
Previous filing
10 Feb 2023
Next filing
15 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASB Common Stock $0.01 Par Value Options Exercise $448K +26.3K +19.08% $17.02 164K 04 Aug 2023 Direct
transaction ASB Common Stock $0.01 Par Value Sale -$500K -26.3K -16.02% $19.00 138K 04 Aug 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASB Non-qualified Stock Option (Right to Buy) Options Exercise $0 -26.3K -100% $0.00* 0 04 Aug 2023 Common Stock $0.01 Par Value 26.3K $17.02 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.98 to $19.02, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.
F2 Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.